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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

FINANCIAL PLANNING CONSULTANTS, LLC

CRD 118547

SAN JOSE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:35daa685-9ae9-036d-2d44-5d18bc7b288d

Data as of May 31, 2017 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Jun 30, 2015 to May 31, 2017
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 3
Employees: 5
Advisory employees: 3
SEC number: 801-100504
CRD: 118547
Filings on the tape: 7
First filed: Jun 30, 2015
Latest filed: May 31, 2017
Organised: Limited Liability Company, California

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
DAVID BRIAN DOOLIN	n/a	SAN JOSE, CA \| SANTA CRUZ, CA	17	34	n/a	yes
EDWARD ALLEN DAVIS	n/a	San Jose, CA	16	41	1	yes
JOHN ROBERT KAWAMOTO	n/a	SAN JOSE, CA	2	35	n/a	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
PARKINSON, MARC, GORDON	MANAGING MEMBER, CHIEF COMPLIANCE OFFICER	B	yes	09/2000	Jun 30, 2015	May 31, 2017
DAVIS, EDWARD, ALLEN	Member	B	no	09/2000	Jun 30, 2015	May 31, 2017
DOOLIN, DAVID, BRIAN	Member	B	no	09/2000	Jun 30, 2015	May 31, 2017
KAWAMOTO, JOHN, ROBERT	Member	B	no	01/2002	Jun 30, 2015	May 31, 2017
WAGSTAFF, THOMAS, ALAN	Member	B	no	09/2000	Jun 30, 2015	May 31, 2017

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
FPC INSURANCE SERVICES, INC	n/a	n/a	n/a	N	yes	n/a
PETRINOVICH PUGH & COMPANY, LLP	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	Apr 14, 2017	n/a	n/a	5	3	n/a	n/a	n/a
2015	Apr 1, 2016	$112M	$27.9M	5	5	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	n/a	$112M	n/a	n/a	n/a	5	5	n/a	n/a

Relationships

Registered with (4)

← JOHN ROBERT KAWAMOTOAdvisorregistration: current employment
Nov 29, 2023 to presentfactForm ADV
← EDWARD ALLEN DAVISAdvisorregistration: current employment
Mar 12, 2010 to presentfactForm ADV
← DAVID BRIAN DOOLINAdvisorregistration: current employment
Mar 31, 2009 to presentfactForm ADV
← HENRY RAYMOND GOLDSTONEAdvisorregistration: previous registration
Feb 6, 2002 to Mar 28, 2014factForm ADV

Controls (1)

← PARKINSON, MARC, GORDONOwnerMANAGING MEMBER, CHIEF COMPLIANCE OFFICER, ownership code B, individual
Jun 30, 2015 to presentfactForm ADV

Owns (4)

← WAGSTAFF, THOMAS, ALANOwnerMEMBER, ownership code B, individual
Jun 30, 2015 to presentfactForm ADV
← DOOLIN, DAVID, BRIANOwnerMEMBER, ownership code B, individual
Jun 30, 2015 to presentfactForm ADV
← DAVIS, EDWARD, ALLENOwnerMEMBER, ownership code B, individual
Jun 30, 2015 to presentfactForm ADV
← KAWAMOTO, JOHN, ROBERTOwnerMEMBER, ownership code B, individual
Jun 30, 2015 to presentfactForm ADV

Dated events

Occurred
Jun 30, 2015
First Form ADV filing
Financial Planning Consultants, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:35daa685-9ae9-036d-2d44-5d18bc7b288d
First observed: Jun 30, 2015
Last observed: May 31, 2017 113 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FINANCIAL PLANNING CONSULTANTS, LLC

CRD 118547

SAN JOSE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:35daa685-9ae9-036d-2d44-5d18bc7b288d

Data as of May 31, 2017 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:39 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

DAVID BRIAN DOOLIN

n/a

SAN JOSE, CA | SANTA CRUZ, CA

n/a

yes

EDWARD ALLEN DAVIS

n/a

San Jose, CA

yes

JOHN ROBERT KAWAMOTO

n/a

SAN JOSE, CA

n/a

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

PARKINSON, MARC, GORDON

MANAGING MEMBER, CHIEF COMPLIANCE OFFICER

yes

09/2000

Jun 30, 2015

May 31, 2017

DAVIS, EDWARD, ALLEN

Member

09/2000

Jun 30, 2015

May 31, 2017

DOOLIN, DAVID, BRIAN

Member

09/2000

Jun 30, 2015

May 31, 2017

KAWAMOTO, JOHN, ROBERT

Member

01/2002

Jun 30, 2015

May 31, 2017

WAGSTAFF, THOMAS, ALAN

Member

09/2000

Jun 30, 2015

May 31, 2017

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

FPC INSURANCE SERVICES, INC

n/a

yes

n/a

PETRINOVICH PUGH & COMPANY, LLP

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2016

Apr 14, 2017

n/a

2015

Apr 1, 2016

$112M

$27.9M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2016

n/a

$112M

n/a