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CRD 134519
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| GIGI TURBOW MARX | n/a | SETAUKET, NY | 5 | 22 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| TURBOW MARX, GIGI | PRINCIPAL/CEO, CCO | E | yes | 01/2005 | Jul 21, 2021 | Apr 29, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Melville | NY | United States | 1 | no |
| NEW YORK | NY | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 20, 2026 | $30.6M | $30.6M | 1 | 1 | 2 | n/a | n/a |
| 2024 | Mar 20, 2025 | $28.3M | $28.3M | 1 | 1 | 2 | n/a | n/a |
| 2023 | May 2, 2023 | $26.6M | $26.6M | 1 | 1 | 2 | n/a | n/a |
| 2022 | Apr 18, 2022 | $30.5M | $30.5M | 1 | 1 | 2 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $30.6M | $28.3M | 8.1% | $30.5M | 0.1% | 1 | 1 | 2 | 2 |