DFX Intelligence

R•••••• B•••• G•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

R•••••• B•••• G•••••••••

Advisor at P•••••••• S••••••••• I•••

••• Locked

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Search this name across graphsid dfx:ria:35dc5ca5-ed19-c799-0062-ef51c85e2e37

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 12, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••••• S••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••••• S••••••••• I•••	Bd affiliated wealth	May 17, 2024	n/a	yes	Rochester, NY\|Victor, NY\|Amherst, NY	Current employment
F•• A•••••••• I•••	State registered	Apr 17, 2021	May 21, 2024	no	Penfield, NY\|ROCHESTER, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•• A•••••••• I•••	P•••••••• S••••••••• I•••	May 21, 2024	May 17, 2024	-4	Firm change	Other
E•••••••• A•••••••• L••	F•• A•••••••• I•••	Jul 1, 2019	Apr 17, 2021

Relationships

Registered with (3)

→ P•••••••• S••••••••• I•••Registered adviserregistration: current employment
May 17, 2024 to presentfactForm ADV
→ F•• A•••••••• I•••Registered adviserregistration: previous registration
Apr 17, 2021 to May 21, 2024factForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Oct 12, 2018 to Jul 1, 2019factForm ADV

Dated events

Occurred
May 21, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:35dc5ca5-ed19-c799-0062-ef51c85e2e37
First observed: Oct 12, 2018
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.