DFX Intelligence

G••••• N••••• L•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)10 years in industry

G••••• N••••• L•••••••

Advisor at C••••• I••••••••• A••••••• L••

JOHNSTOWN, PA | Aldie, VA

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Search this name across graphsid dfx:ria:35ec2200-d33a-9c2a-2ee5-a1444a49c441

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Dec 15, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Apr 22, 2026	n/a	yes	JOHNSTOWN, PA\|Aldie, VA	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Mar 5, 2026	Mar 5, 2026	no	JOHNSTOWN, PA\|Aldie, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••• P••••••••• W•••••• L••	C••••• I••••••••• A••••••• L••	Dec 8, 2025	Mar 5, 2026	87	Firm change	RIA to ibd
C•••••••••	I••••• P••••••••• W•••••• L••	Nov 25, 2024	Dec 11, 2024

Relationships

Registered with (3)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Mar 5, 2026 to Mar 5, 2026factForm ADV
→ I••••• P••••••••• W•••••• L••Registered adviserregistration: previous registration
Dec 11, 2024 to Dec 8, 2025factForm ADV
→ C•••••••••Registered adviserregistration: previous registration
Dec 15, 2023 to Nov 25, 2024factForm ADV

Dated events

Occurred
Dec 8, 2025
Advisor changed firm
G••••• N••••• L••••••• left I••••• P••••••••• W•••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2026-03-05)
Form ADVobserved 7 days ago
Occurred
Nov 25, 2024
Advisor changed firm
G••••• N••••• L••••••• left Covingtonalsina for I••••• P••••••••• W•••••• L•• (registered 2024-12-11)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:35ec2200-d33a-9c2a-2ee5-a1444a49c441
First observed: Dec 15, 2023
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.