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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

KEVIN LOUIS CASCARELLI

Advisor at OSAIC WEALTH, INC.

SPRING, TX | TOMBALL, TX

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Dec 5, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 23, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 19derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Mar 23, 1992
First registration: Dec 5, 2005
Dual registered: yes, broker-dealer
IAPD individual key: 2216851

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Mar 1, 2007	n/a	yes	TOMBALL, TX\|SPRING, TX	Current employment
UNITED SECURITIES ALLIANCE, INC.	n/a	Jan 1, 2008	Dec 31, 2010	no	ENGLEWOOD, CO\|GREENWOOD VILLAGE, CO	Previous registration
UNITED SECURITIES ALLIANCE, INC.	n/a	Apr 27, 2007	Dec 31, 2007	no	ENGLEWOOD, CO	Previous registration
UNITED SECURITIES ALLIANCE, INC.	n/a	Jan 10, 2006	Mar 1, 2007	no	TOMBALL, TX\|HOUSTON, TX	Previous registration
AMEGY INVESTMENTS, INC.	Former SEC adviser	Dec 5, 2005	Jan 6, 2006	no	HOUSTON, TX\|HOUSTON, TX\|HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UNITED SECURITIES ALLIANCE, INC.	n/a	Dec 31, 2010	n/a	n/a	Departure no registered destination	Departure
UNITED SECURITIES ALLIANCE, INC.	OSAIC WEALTH, INC.	Mar 1, 2007	Mar 1, 2007	0	Firm change	Other
AMEGY INVESTMENTS, INC.	UNITED SECURITIES ALLIANCE, INC.	Jan 6, 2006	Jan 10, 2006	4	Firm change	Other

Relationships

Registered with (3)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Mar 1, 2007 to presentfactForm ADV
→ UNITED SECURITIES ALLIANCE, INC.Registered adviserregistration: previous registration
Jan 1, 2008 to Dec 31, 2010factForm ADV
→ AMEGY INVESTMENTS, INC.Registered adviserregistration: previous registration
Dec 5, 2005 to Jan 6, 2006factForm ADV

Dated events

No dated event names this entity yet.