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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)20 years in industry

CRAIG ALAN GROVER

Advisor at NORTHEAST PLANNING ASSOCIATES, INC.

BANGOR, ME | BEDFORD, NH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:35eca319-e989-250a-32bd-ab2c45ba47bb

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 23, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NORTHEAST PLANNING ASSOCIATES, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 22, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Consultant
Exams: S66
First exam: Feb 22, 2006
First registration: Feb 23, 2006
Dual registered: yes, broker-dealer
Other names: CRAIG A GROVER
IAPD individual key: 4573502

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NORTHEAST PLANNING ASSOCIATES, INC.	Independent wealth	Nov 3, 2016	n/a	yes	BANGOR, ME\|BEDFORD, NH	Current employment
MID ATLANTIC FINANCIAL MANAGEMENT, INC.	Former SEC adviser	Apr 16, 2014	Jul 31, 2017	no	BANGOR, ME\|PITTSBURGH, PA\|BAGOR, ME\|BANGOR, ME	Previous registration
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Jan 3, 2011	Apr 17, 2014	no	BANGOR, ME	Previous registration
VOYA FINANCIAL PARTNERS, LLC	Former SEC adviser	Feb 23, 2006	Jan 3, 2011	no	WALTHAM, MA\|BANGOR, ME	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MID ATLANTIC FINANCIAL MANAGEMENT, INC.	NORTHEAST PLANNING ASSOCIATES, INC.	Jul 31, 2017	Nov 3, 2016	-270	Firm change after gap	Other
VOYA FINANCIAL ADVISORS, INC.	MID ATLANTIC FINANCIAL MANAGEMENT, INC.	Apr 17, 2014	Apr 16, 2014	-1	Firm change	Other
VOYA FINANCIAL PARTNERS, LLC	VOYA FINANCIAL ADVISORS, INC.	Jan 3, 2011	Jan 3, 2011	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
109771:131406:ME:2017-07-31	Jul 31, 2017	Nov 3, 2016	BANGOR, ME	Firm change after gap

Relationships

Registered with (4)

→ NORTHEAST PLANNING ASSOCIATES, INC.Registered adviserregistration: current employment
Nov 3, 2016 to presentfactForm ADV
→ MID ATLANTIC FINANCIAL MANAGEMENT, INC.Registered adviserregistration: previous registration
Apr 16, 2014 to Jul 31, 2017factForm ADV
→ VOYA FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Jan 3, 2011 to Apr 17, 2014factForm ADV
→ VOYA FINANCIAL PARTNERS, LLCRegistered adviserregistration: previous registration
Feb 23, 2006 to Jan 3, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:35eca319-e989-250a-32bd-ab2c45ba47bb
First observed: Feb 23, 2006
Last observed: Sep 15, 2026 4 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CRAIG ALAN GROVER

Advisor at NORTHEAST PLANNING ASSOCIATES, INC.

BANGOR, ME | BEDFORD, NH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:35eca319-e989-250a-32bd-ab2c45ba47bb

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:11 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

NORTHEAST PLANNING ASSOCIATES, INC.

Independent wealth

Nov 3, 2016

n/a

yes

BANGOR, ME|BEDFORD, NH

Current employment

MID ATLANTIC FINANCIAL MANAGEMENT, INC.

Former SEC adviser

Apr 16, 2014

Jul 31, 2017

BANGOR, ME|PITTSBURGH, PA|BAGOR, ME|BANGOR, ME

Previous registration

VOYA FINANCIAL ADVISORS, INC.

Bd affiliated wealth

Jan 3, 2011

Apr 17, 2014

BANGOR, ME

Previous registration

VOYA FINANCIAL PARTNERS, LLC

Former SEC adviser

Feb 23, 2006

Jan 3, 2011

WALTHAM, MA|BANGOR, ME

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

MID ATLANTIC FINANCIAL MANAGEMENT, INC.

NORTHEAST PLANNING ASSOCIATES, INC.

Jul 31, 2017

Nov 3, 2016

-270

Firm change after gap

Other

VOYA FINANCIAL ADVISORS, INC.

MID ATLANTIC FINANCIAL MANAGEMENT, INC.

Apr 17, 2014

Apr 16, 2014

-1

Firm change

Other

VOYA FINANCIAL PARTNERS, LLC

VOYA FINANCIAL ADVISORS, INC.

Jan 3, 2011

Bulk transfer

Other

Team

Left

Joined

From

Kind

109771:131406:ME:2017-07-31

Jul 31, 2017

Nov 3, 2016

BANGOR, ME

Firm change after gap