DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

DAVID HENRY MORRISON

Advisor at CAPITAL CLIENT GROUP, INC.

LOS ANGELES, CA | Lake Forest, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:35f72ecc-a1f2-a336-193c-e8a6c1b44195

Data as of Sep 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 1
On other graphs: 0
Observed: May 11, 1992 to Sep 19, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAPITAL CLIENT GROUP, INC.
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 11, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: May 11, 1992
Dual registered: yes, broker-dealer
IAPD individual key: 2238434

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAPITAL CLIENT GROUP, INC.	No RAUM reported	Nov 15, 2013	n/a	yes	LOS ANGELES, CA\|Lake Forest, IL	Current employment

Relationships

Registered with (1)

→ CAPITAL CLIENT GROUP, INC.Registered adviserregistration: current employment
Nov 15, 2013 to presentfactForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Show 1 bookkeeping events

Occurred
Sep 18, 2026
David Henry Morrison added a IL registration at Capital Client Group, Inc.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:35f72ecc-a1f2-a336-193c-e8a6c1b44195
First observed: May 11, 1992
Last observed: Sep 19, 2026 46 h ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DAVID HENRY MORRISON

Advisor at CAPITAL CLIENT GROUP, INC.

LOS ANGELES, CA | Lake Forest, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:35f72ecc-a1f2-a336-193c-e8a6c1b44195

Data as of Sep 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:46 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

CAPITAL CLIENT GROUP, INC.

No RAUM reported

Nov 15, 2013

n/a

yes

LOS ANGELES, CA|Lake Forest, IL

Current employment