DFX Intelligence

T•••••• S•••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

T•••••• S•••• S••••

Advisor at U•• F•••••••• S••••••• I•••

Jupiter, FL | WEST PALM BEACH, FL

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Search this name across graphsid dfx:ria:35fe9e8c-3ca5-30a8-00c1-555046c4f1e9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 14, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U•• F•••••••• S••••••• I•••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Feb 27, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U•• F•••••••• S••••••• I•••	Wirehouse	Oct 26, 2020	n/a	yes	Jupiter, FL\|WEST PALM BEACH, FL	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Nov 30, 2017	Sep 9, 2020	no	PALM BEACH GARDENS, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	U•• F•••••••• S••••••• I•••	Sep 9, 2020	Oct 26, 2020	47	Firm change	Wirehouse to wirehouse
U•• F•••••••• S••••••• I•••	J••• M••••• S••••••••• L••	Dec 11, 2017	Nov 30, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
8174:79:FL:2017-12-11	Dec 11, 2017	Nov 30, 2017	WEST PALM BEACH, FL	Firm change

Relationships

Registered with (3)

→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Dec 18, 2008 to Dec 11, 2017factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Nov 30, 2017 to Sep 9, 2020factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jul 14, 2004 to Nov 24, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:35fe9e8c-3ca5-30a8-00c1-555046c4f1e9
First observed: Jul 14, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.