This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

former SEC adviserderivedabsent from the latest SEC roster

Regulatory AUM

$105MItem 5.F on the latest filing (2022-02-11); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$92.9M

Private client RAUM

$102MderivedItem 5.D individuals plus high net worth individuals

Private client share

97%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

4

Advisory employees

4

Offices

1Schedule D 1.F, beyond the principal office

Accounts

445

Individual clients

85

High net worth clients

14

SEC number

801-123438

CRD

175481

Filings on the tape

1

First filed

Feb 11, 2022

Latest filed

Feb 11, 2022

Organised

Limited Liability Company, Virginia

• Occurred

  Mar 31, 2023
  Firm absorbed

  Joss Brown Wealth Advisors, LLC's advisors moved to Joss Brown Wealth Advisors (Newport News, VA): 4 of 4 registered, on the same day

  Form ADVobserved 4 days ago
  4 advisors
• Occurred

  Feb 11, 2022
  First Form ADV filing

  Joss Brown Wealth Advisors, Llc filed its initial SEC registration (Form ADV)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:3605203e-970c-7d40-43da-ed9359e13e76

First observed

Feb 11, 2022

Last observed

Feb 11, 2022 56 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.