DFX Intelligence

A•••••••• C••••••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner13 years in industry

A•••••••• C••••••••• M•••••

Advisor at C••••••• P•••••••

Richardson, TX | OVERLAND PARK, KS

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Search this name across graphsid dfx:ria:36077e44-32a7-b30a-4ff8-d0abb0fd7190

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Nov 19, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• P•••••••	Independent wealth	Feb 17, 2020	n/a	yes	OVERLAND PARK, KS\|Richardson, TX	Current employment
S•••••••• C••••••••• L••	Former SEC adviser	Nov 19, 2015	Feb 17, 2020	no	ADDISON, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• C••••••••• L••	C••••••• P•••••••	Feb 17, 2020	Feb 17, 2020	0	Firm change	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
144009:105348:TX:2020-02-17	Feb 17, 2020	Feb 17, 2020	ADDISON, TX	Firm change

Relationships

Registered with (2)

→ C••••••• P•••••••Registered adviserregistration: current employment
Feb 17, 2020 to presentfactForm ADV
→ S•••••••• C••••••••• L••Registered adviserregistration: previous registration
Nov 19, 2015 to Feb 17, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:36077e44-32a7-b30a-4ff8-d0abb0fd7190
First observed: Nov 19, 2015
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.