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RIA / WealthAdvisor37 years in industry

TIMOTHY PATRICK ANDERSON

Advisor at DELTA INVESTMENT MANAGEMENT, LLC

San Francisco, CA

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Search this name across graphsid dfx:ria:360f21c1-ec08-3bfc-bd65-2ca18edff8c9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Apr 20, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: DELTA INVESTMENT MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 5, 1988earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63
First exam: Oct 5, 1988
First registration: Apr 20, 2001
Dual registered: no
Other names: TIM ANDERSON|TIMOTHY PATRICK ANDERSON|TIM PATRICK ANDERSON
IAPD individual key: 1605230

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
DELTA INVESTMENT MANAGEMENT, LLC	Independent wealth	Apr 18, 2024	n/a	yes	San Francisco, CA	Current employment
STIFEL, NICOLAUS & COMPANY, INCORPORATED	National bd RIA	May 26, 2015	Oct 25, 2019	no	SAN FRANCISCO, CA\|SAN RAFAEL, CA	Previous registration
OPPENHEIMER & CO. INC.	Bd affiliated wealth	Sep 10, 2007	Jun 3, 2015	no	SAN FRANCISCO, CA	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Sep 10, 2007	no	SAN FRANCISCO, CA	Previous registration
MORGAN STANLEY DW INC.	n/a	Dec 17, 2002	Apr 2, 2007	no	SAN FRANCISCO, CA\|SAN FRANCISC, CA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Apr 20, 2001	Dec 20, 2002	no	SAN FRANCISCO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STIFEL, NICOLAUS & COMPANY, INCORPORATED	DELTA INVESTMENT MANAGEMENT, LLC	Oct 25, 2019	Apr 18, 2024	1,637	Firm change after gap	Ibd to RIA
OPPENHEIMER & CO. INC.	STIFEL, NICOLAUS & COMPANY, INCORPORATED	Jun 3, 2015	May 26, 2015	-8	Firm change	Other
MORGAN STANLEY & CO. LLC	OPPENHEIMER & CO. INC.	Sep 10, 2007	Sep 10, 2007	0	Firm change	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other
UBS FINANCIAL SERVICES INC.	MORGAN STANLEY DW INC.	Dec 20, 2002	Dec 17, 2002	-3	Firm change	Other

Relationships

Registered with (6)

→ DELTA INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: current employment
Apr 18, 2024 to presentfactForm ADV
→ STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviserregistration: previous registration
May 26, 2015 to Oct 25, 2019factForm ADV
→ OPPENHEIMER & CO. INC.Registered adviserregistration: previous registration
Sep 10, 2007 to Jun 3, 2015factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Sep 10, 2007factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Dec 17, 2002 to Apr 2, 2007factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Apr 20, 2001 to Dec 20, 2002factForm ADV

Dated events

No dated event names this entity yet.