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Advisor at CWS CAPITAL PARTNERS LLC
NEWPORT BEACH, CA | Placentia, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CWS CAPITAL PARTNERS LLC | Asset manager | Feb 20, 2015 | n/a | yes | NEWPORT BEACH, CA | Current employment |
| CWS INVESTMENTS | State registered | Aug 30, 2013 | n/a | yes | NEWPORT BEACH, CA|Placentia, CA|NEWPORT BEACH, CA | Current employment |
| GRAHAM & CO. ADVISORY, INC. | State registered | Jun 16, 2010 | Oct 3, 2012 | no | ORANGE, CA | Previous registration |
| B.B. GRAHAM & COMPANY, INC. | Independent wealth | Feb 9, 2010 | Sep 24, 2012 | no | ORANGE, CA|ORANGE, CA|ORANGE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| GRAHAM & CO. ADVISORY, INC. | CWS INVESTMENTS | Oct 3, 2012 | Aug 30, 2013 | 331 | Firm change | Other |
| B.B. GRAHAM & COMPANY, INC. | GRAHAM & CO. ADVISORY, INC. | Sep 24, 2012 | Jun 16, 2010 | -831 | Firm change after gap | Other |