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C••••••••• T••••• D••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor23 years in industry

C••••••••• T••••• D••••

Advisor at P•••••• F•••••••• S•••••••

DENNIS, MA

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Search this name across graphsid dfx:ria:3615876d-4cba-6d74-85b3-5e8822fcca91

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 9, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• F•••••••• S•••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 14, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• F•••••••• S•••••••	Independent wealth	Mar 3, 2009	n/a	yes	DENNIS, MA	Current employment
A••••••••• A•••••••• I•••	n/a	Mar 21, 2006	Dec 3, 2009	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• A•••••••• I•••	P•••••• F•••••••• S•••••••	Dec 3, 2009	Mar 3, 2009	-275	Firm change after gap	Other
O•••• W•••••• I•••	A••••••••• A•••••••• I•••	Feb 24, 2009

Relationships

Registered with (3)

→ P•••••• F•••••••• S•••••••Registered adviserregistration: current employment
Mar 3, 2009 to presentfactForm ADV
→ A••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Mar 21, 2006 to Dec 3, 2009factForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Sep 9, 2004 to Feb 24, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3615876d-4cba-6d74-85b3-5e8822fcca91
First observed: Sep 9, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.