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T•• A• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)51 years in industry

T•• A• T•••••

Advisor at C••••• I••••••••• A••••••• L••

MAUMEE, OH | SYLVANIA, OH

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Search this name across graphsid dfx:ria:361f97f3-d853-8690-0edd-94c3508df1b3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 28, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 1975earliest registration or exam on IAPD
Years in industry: 51derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Jun 29, 2023	n/a	yes	SYLVANIA, OH\|MAUMEE, OH	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Jul 10, 2013	May 16, 2018	no	MAUMEE, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• W•••••• I•••	C••••• I••••••••• A••••••• L••	May 16, 2018	Jun 29, 2023	1,870	Firm change after gap	Ibd to ibd
W••••• S••••• S••••••••• I•••	O•••• W•••••• I•••	Jul 12, 2013	Jul 10, 2013

Relationships

Registered with (3)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Jun 29, 2023 to presentfactForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Jul 10, 2013 to May 16, 2018factForm ADV
→ W••••• S••••• S••••••••• I•••Registered adviserregistration: previous registration
Oct 28, 2004 to Jul 12, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:361f97f3-d853-8690-0edd-94c3508df1b3
First observed: Oct 28, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.