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S•••••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst18 years in industry

S•••••• B••••••

Advisor at G••••••• A••••••• L••

NEW YORK, NY

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Search this name across graphsid dfx:ria:3620f973-bfd4-59a9-6d45-a1a2cca3b47d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 1
Observed: Feb 22, 2008 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

S•••••• B••••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 22, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••••••• A••••••• L••	Independent wealth	Feb 7, 2017	n/a	yes	NEW YORK, NY	Current employment
V• W••••• A••••••• L••	Former SEC adviser	May 21, 2019	Sep 18, 2019	no	OVERLAND PARK, KS\|New York, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V• W••••• A••••••• L••	n/a	Sep 18, 2019	n/a	n/a	Departure no registered destination	Departure
H• B•••• I•••	V• W••••• A••••••• L••	Apr 26, 2019	May 21, 2019	25

Relationships

Registered with (5)

→ G••••••• A••••••• L••Registered adviserregistration: current employment
Feb 7, 2017 to presentfactForm ADV
→ V• W••••• A••••••• L••Registered adviserregistration: previous registration
May 21, 2019 to Sep 18, 2019factForm ADV
→ H• B•••• I•••Registered adviserregistration: previous registration
Sep 28, 2018 to Apr 26, 2019factForm ADV
→ R•• R•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3620f973-bfd4-59a9-6d45-a1a2cca3b47d
First observed: Feb 22, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.