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E••• S•••• F•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

E••• S•••• F•••••••

Advisor at P•••••••• A•••••• S•••••••

EDWARDSVILLE, IL

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Search this name across graphsid dfx:ria:364925e2-b00f-6526-168e-37dd1f9e7818

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jan 2, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••••• A•••••• S•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••••• A•••••• S•••••••	Bd affiliated wealth	Apr 15, 2024	n/a	yes	EDWARDSVILLE, IL	Current employment
W•••• F•••• A•••••••	Wirehouse	Jan 2, 2018	May 24, 2022	no	ST. LOUIS, MO

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	P•••••••• A•••••• S•••••••	May 24, 2022	Apr 15, 2024	692	Firm change after gap	Wirehouse to ibd

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
19616:297324:MO:2022-05-24	May 24, 2022	Apr 15, 2024	ST LOUIS, MO	Firm change after gap

Relationships

Registered with (2)

→ P•••••••• A•••••• S•••••••Registered adviserregistration: current employment
Apr 15, 2024 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jan 2, 2018 to May 24, 2022factForm ADV

Dated events

Occurred
May 24, 2022
Advisor changed firm
E••• S•••• F••••••• left W•••• F•••• A••••••• for P•••••••• A•••••• S••••••• (registered 2024-04-15)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:364925e2-b00f-6526-168e-37dd1f9e7818
First observed: Jan 2, 2018
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.