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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

MARIA LYNN SANDOZ

Advisor at STRATEGIC ADVISERS LLC

ROSEMOUNT, MN | OAKDALE, MN

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Search this name across graphsid dfx:ria:364c49e6-37c8-01a7-a565-0e23ffaebac8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 21, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Sep 16, 2019
First registration: Mar 21, 2023
Dual registered: yes, broker-dealer
Other names: Maria Lynn Eckhart|Maria L Eckhart|MARIA L SANDOZ|Maria Lynn Sandoz
IAPD individual key: 6960469

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	n/a	yes	OAKDALE, MN\|ROSEMOUNT, MN	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Sep 5, 2024	Mar 31, 2025	no	OAKDALE, MN	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Aug 10, 2023	Jul 19, 2024	no	ST PAUL, MN	Previous registration
SECURIAN FINANCIAL SERVICES, INC.	Former SEC adviser	Mar 21, 2023	Aug 10, 2023	no	ST. PAUL, MN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
CETERA INVESTMENT ADVISERS LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jul 19, 2024	Sep 5, 2024	48	Firm change	Ibd to ibd
SECURIAN FINANCIAL SERVICES, INC.	CETERA INVESTMENT ADVISERS LLC	Aug 10, 2023	Aug 10, 2023	0	Bulk transfer	RIA to ibd

Relationships

Registered with (4)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: current employment
Mar 31, 2025 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Sep 5, 2024 to Mar 31, 2025factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Aug 10, 2023 to Jul 19, 2024factForm ADV
→ SECURIAN FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Mar 21, 2023 to Aug 10, 2023factForm ADV

Dated events

Occurred
Jul 19, 2024
Advisor changed firm
Maria Lynn Sandoz left Cetera Investment Advisers Llc for Fidelity Personal And Workplace Advisors (registered 2024-09-05)
Form ADVobserved 4 days ago