DFX Intelligence

K•• A••• R•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

K•• A••• R•••••••••

Advisor at J••••• M••••••••• S•••• L••

Franklin, TN

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Search this name across graphsid dfx:ria:36635d2a-0f95-c27c-f72f-91146ddc794f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 16, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••••• M••••••••• S•••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 8, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••••• M••••••••• S•••• L••	Bd affiliated wealth	Aug 18, 2017	n/a	yes	Franklin, TN	Current employment
W•••• F•••• A•••••••	Wirehouse	Jun 3, 2004	Aug 17, 2017	no	BRENTWOOD, TN\|BRENTWOOD, TN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	J••••• M••••••••• S•••• L••	Aug 17, 2017	Aug 18, 2017	1	Firm change	Other
M••••• S•••••• D• I•••	W•••• F•••• A•••••••	Jun 3, 2004	Jun 3, 2004

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:463:TN:2017-08-17	Aug 17, 2017	Aug 18, 2017	BRENTWOOD, TN	Firm change

Relationships

Registered with (3)

→ J••••• M••••••••• S•••• L••Registered adviserregistration: current employment
Aug 18, 2017 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jun 3, 2004 to Aug 17, 2017factForm ADV
→ M••••• S•••••• D• I•••Registered adviserregistration: previous registration
Dec 16, 2002 to Jun 3, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:36635d2a-0f95-c27c-f72f-91146ddc794f
First observed: Dec 16, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.