P•••••••• M••••

Advisor at J••• M••••• S••••••••• L••

New York, NY

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Search this name across graphsid dfx:ria:36660c67-f0f8-7d1f-183a-b7707d09c4e7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Oct 28, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• M••••• S••••••••• L••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Sep 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••• M••••• S••••••••• L••	Wirehouse	Sep 28, 2023	n/a	yes	New York, NY	Current employment
D••••••• B••• S••••••••• I•••	No RAUM reported	Oct 28, 2019	Sep 18, 2023	no	NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D••••••• B••• S••••••••• I•••	J••• M••••• S••••••••• L••	Sep 18, 2023	Sep 28, 2023	10	Firm change	RIA to wirehouse

Relationships

Registered with (2)

→ J••• M••••• S••••••••• L••Registered adviserregistration: current employment
Sep 28, 2023 to presentfactForm ADV
→ D••••••• B••• S••••••••• I•••Registered adviserregistration: previous registration
Oct 28, 2019 to Sep 18, 2023factForm ADV

Dated events

Occurred
Sep 18, 2023
Advisor changed firm
P•••••••• M•••• left D••••••• B••• S••••••••• I••• for J••• M••••• S••••••••• L•• (registered 2023-09-28)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:36660c67-f0f8-7d1f-183a-b7707d09c4e7
First observed: Oct 28, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.