DFX Intelligence

G•••••• D••••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner44 years in industry

G•••••• D••••• S•••••••

Advisor at C••••••• P•••••••

MCLEAN, VA | OVERLAND PARK, KS

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Search this name across graphsid dfx:ria:366e6e1a-8690-6209-1334-137a82ade865

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 16, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 29, 1982earliest registration or exam on IAPD
Years in industry: 44derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• P•••••••	Independent wealth	Apr 26, 2021	n/a	yes	OVERLAND PARK, KS\|MCLEAN, VA	Current employment
S••• F•••••••• A•••••••	Former SEC adviser	Jan 16, 2002	Apr 13, 2021	no	MCLEAN, VA\|MCLEAN, VA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••• F•••••••• A•••••••	C••••••• P•••••••	Apr 13, 2021	Apr 26, 2021	13	Firm change	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
109732:105348:VA:2021-04-13	Apr 13, 2021	Apr 26, 2021	MCLEAN, VA	Firm change

Relationships

Registered with (2)

→ C••••••• P•••••••Registered adviserregistration: current employment
Apr 26, 2021 to presentfactForm ADV
→ S••• F•••••••• A•••••••Registered adviserregistration: previous registration
Jan 16, 2002 to Apr 13, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:366e6e1a-8690-6209-1334-137a82ade865
First observed: Jan 16, 2002
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.