DFX Intelligence

M••••••• N••••• O••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner26 years in industry

M••••••• N••••• O••••

Advisor at C••• L••

Maitland, FL | OMAHA, NE

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Search this name across graphsid dfx:ria:366f1c17-fbfc-17e5-4898-24a6d84d8766

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 8, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 29, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••• L••	Bd affiliated wealth	Sep 28, 2018	n/a	yes	OMAHA, NE\|Maitland, FL	Current employment
W••••••	State registered	Aug 16, 2007	Apr 8, 2021	no	MIAMI, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••	C••• L••	Apr 8, 2021	Sep 28, 2018	-923	Firm change after gap	Other
V••• F•••••••• A•••••••• I•••	W••••••	Jul 13, 2007	Aug 16, 2007

Relationships

Registered with (3)

→ C••• L••Registered adviserregistration: current employment
Sep 28, 2018 to presentfactForm ADV
→ W••••••Registered adviserregistration: previous registration
Aug 16, 2007 to Apr 8, 2021factForm ADV
→ V••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
May 8, 2006 to Jul 13, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:366f1c17-fbfc-17e5-4898-24a6d84d8766
First observed: May 8, 2006
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.