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Advisor at J.P. MORGAN SECURITIES LLC
Houston, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Aug 2, 2023 | n/a | yes | Houston, TX | Current employment |
| Corient | Independent wealth | May 2, 2023 | Aug 15, 2023 | no | MIAMI, FL|Houston, TX | Previous registration |
| AVALON INVESTMENT & ADVISORY | Former SEC adviser | Sep 6, 2021 | Jul 21, 2023 | no | HOUSTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| Corient | J.P. MORGAN SECURITIES LLC | Aug 15, 2023 | Aug 2, 2023 | -13 | Firm change | RIA to wirehouse |
| AVALON INVESTMENT & ADVISORY | Corient | Jul 21, 2023 | May 2, 2023 | -80 | Firm change after gap | RIA to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 112556:319448:TX:2023-07-21 | Jul 21, 2023 | May 2, 2023 | HOUSTON, TX | Firm change after gap |