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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

BTG PACTUAL CHILE SERVICIOS FINANCIEROS S.A.

CRD 116641

SANTIAGO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:367a2186-e86c-af18-a318-a302b328a669

Data as of Mar 29, 2017 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2012 to Mar 29, 2017
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $90.0MItem 5.F on the latest filing (2017-03-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $90.0M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees: 2
Accounts: 3
SEC number: 801-60662
CRD: 116641
Filings on the tape: 7
First filed: Mar 30, 2012
Latest filed: Mar 29, 2017
Organised: Corporation

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BANCO BTG PACTUAL S.A.	Shareholder	E	yes	11/2012	Mar 28, 2013	Mar 29, 2017
BTG PACTUAL CHILE S.A.	Shareholder	E	yes	08/2015	Mar 30, 2016	Mar 29, 2017
BTG PACTUAL CHILE SPA	Shareholder	E	yes	11/2012	Mar 28, 2013	Mar 29, 2017
BTG PACTUAL G7 HOLDING S.A.	Shareholder	E	yes	12/2015	Mar 29, 2017	Mar 29, 2017
BTG PACTUAL HOLDING INTERNACIONAL S.A.	Shareholder	E	yes	09/2012	Apr 2, 2014	Mar 29, 2017
BTG PACTUAL HOLDING S.A.	Shareholder	E	yes	11/2012	Mar 30, 2015	Mar 29, 2017
AGUERO, JUAN GUILLERMO, VERGARA	Chairman	Na	no	11/2016	Mar 29, 2017	Mar 29, 2017
MONTERO, VERONICA	CHIEF COMPLIANCE OFFICER	Na	no	12/2006	Mar 30, 2012	Mar 29, 2017

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BANCO BTG PACTUAL CHILE	n/a	n/a	n/a	N	yes	n/a
BANCO BTG PACTUAL S.A.	n/a	n/a	n/a	Y	yes	n/a
BTG PACTUAL ASSET MANAGEMENT S.A. DTVM	n/a	n/a	n/a	N	yes	n/a
BTG PACTUAL CHILE S.A. ADMINISTRADORA GENERAL DE FONDOS	n/a	n/a	n/a	N	yes	n/a
BTG PACTUAL CHILE S.A. COMPA?IA DE SEGUROS DE VIDA	n/a	n/a	n/a	N	yes	n/a
BTG PACTUAL CHILE S.A. CORREDORES DE BOLSA	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	Mar 29, 2017	$90.0M	$90.0M	5	2	n/a	n/a	n/a
2015	Mar 30, 2016	$105M	$105M	5	2	n/a	n/a	n/a
2014	Mar 30, 2015	$129M	$129M	6	2	n/a	n/a	n/a
2013	Apr 2, 2014	$290M	$290M	6	2	n/a	n/a	n/a
2012	Mar 28, 2013	$199M	$199M	6	2	n/a	n/a	n/a
2011	Mar 30, 2012	$146M	$0	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$90.0M	$105M	-14.3%	$290M	-32.3%	5	5	n/a	n/a

Relationships

Owns (2)

← MONTERO, VERONICAOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← AGUERO, JUAN GUILLERMO, VERGARAOwnerCHAIRMAN, ownership code NA, individual
Mar 29, 2017 to presentfactForm ADV

Controls (6)

← BANCO BTG PACTUAL S.A.OwnerSHAREHOLDER, ownership code E, foreign entity
Mar 28, 2013 to presentfactForm ADV
← BTG PACTUAL CHILE S.A.OwnerSHAREHOLDER, ownership code E, foreign entity
Mar 30, 2016 to presentfactForm ADV
← BTG PACTUAL CHILE SPAOwnerSHAREHOLDER, ownership code E, foreign entity
Mar 28, 2013 to presentfactForm ADV
← BTG PACTUAL G7 HOLDING S.A.OwnerSHAREHOLDER, ownership code E, foreign entity
Mar 29, 2017 to presentfactForm ADV
← BTG PACTUAL HOLDING INTERNACIONAL S.A.OwnerSHAREHOLDER, ownership code E, foreign entity
Apr 2, 2014 to presentfactForm ADV
← BTG PACTUAL HOLDING S.A.OwnerSHAREHOLDER, ownership code E, foreign entity
Mar 30, 2015 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:367a2186-e86c-af18-a318-a302b328a669
First observed: Mar 30, 2012
Last observed: Mar 29, 2017 115 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BTG PACTUAL CHILE SERVICIOS FINANCIEROS S.A.

CRD 116641

SANTIAGO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:367a2186-e86c-af18-a318-a302b328a669

Data as of Mar 29, 2017 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:20 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BANCO BTG PACTUAL S.A.

Shareholder

yes

11/2012

Mar 28, 2013

Mar 29, 2017

BTG PACTUAL CHILE S.A.

Shareholder

yes

08/2015

Mar 30, 2016

Mar 29, 2017

BTG PACTUAL CHILE SPA

Shareholder

yes

11/2012

Mar 28, 2013

Mar 29, 2017

BTG PACTUAL G7 HOLDING S.A.

Shareholder

yes

12/2015

Mar 29, 2017

BTG PACTUAL HOLDING INTERNACIONAL S.A.

Shareholder

yes

09/2012

Apr 2, 2014

Mar 29, 2017

BTG PACTUAL HOLDING S.A.

Shareholder

yes

11/2012

Mar 30, 2015

Mar 29, 2017

AGUERO, JUAN GUILLERMO, VERGARA

Chairman

11/2016

Mar 29, 2017

MONTERO, VERONICA

CHIEF COMPLIANCE OFFICER

12/2006

Mar 30, 2012

Mar 29, 2017

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BANCO BTG PACTUAL CHILE

n/a

yes

n/a

BANCO BTG PACTUAL S.A.

n/a

yes

n/a

BTG PACTUAL ASSET MANAGEMENT S.A. DTVM

n/a

yes

n/a

BTG PACTUAL CHILE S.A. ADMINISTRADORA GENERAL DE FONDOS

n/a

yes

n/a

BTG PACTUAL CHILE S.A. COMPA?IA DE SEGUROS DE VIDA

n/a

yes

n/a

BTG PACTUAL CHILE S.A. CORREDORES DE BOLSA

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2016

Mar 29, 2017

$90.0M

n/a

2015

Mar 30, 2016

$105M

n/a

2014

Mar 30, 2015

$129M

n/a

2013

Apr 2, 2014

$290M

n/a

2012

Mar 28, 2013

$199M

n/a

2011

Mar 30, 2012

$146M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2016

$90.0M

$105M

-14.3%

$290M

-32.3%

n/a