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Advisor at LPL FINANCIAL LLC
CRYSTAL LAKE, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Oct 19, 2018 | n/a | yes | CRYSTAL LAKE, IL | Current employment |
| TOTAL CLARITY WEALTH MANAGEMENT, INC | Independent wealth | Jul 8, 2015 | Dec 31, 2019 | no | CRYSTAL LAKE, IL | Previous registration |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Sep 10, 1996 | Oct 20, 2018 | no | DECATUR, IL|CRYSTAL LAKE, IL|CARY, IL|WOODSTOCK, IL|INVERNESS, IL|NAPERVILLE, IL|SKOKIE, IL|LOMBARD, IL|CHICAGO, IL|PEORIA, IL|HARVARD, IL|BROADVIEW, IL|OAK BROOK, IL|WORTH, IL|SPRINGFIELD, IL|CHICAGO, IL|ELK GROVE VILLAGE, IL|DEERFIELD, IL|CHARLESTON, IL|CHICAGO, IL|STORDEN, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TOTAL CLARITY WEALTH MANAGEMENT, INC | LPL FINANCIAL LLC | Dec 31, 2019 | Oct 19, 2018 | -438 | Firm change after gap | RIA to RIA |
| CETERA ADVISOR NETWORKS LLC | TOTAL CLARITY WEALTH MANAGEMENT, INC | Oct 20, 2018 | Jul 8, 2015 | -1,200 | Firm change after gap | Other |