DFX Intelligence

P•••• J••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

P•••• J••• B•••••

Advisor at M•• S••••••••• L••

West Des Moines, IA | Minneapolis, MN

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Search this name across graphsid dfx:ria:367bfa11-1fb1-12b8-30d7-f3ba7e4f7f67

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 9, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• S••••••••• L••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Oct 22, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•• S••••••••• L••	No RAUM reported	Aug 21, 2026	n/a	yes	West Des Moines, IA\|Minneapolis, MN\|West Des Moines, IA	Current employment
P•••••••• S••••••••• I•••	Bd affiliated wealth	Jun 28, 2005	Jun 29, 2016	no	DES MOINES, IA\|DES MOINES, IA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••••• S••••••••• I•••	M•• S••••••••• L••	Jun 29, 2016	Aug 21, 2026	3,705	Firm change after gap	Other
M•• S••••••••• L••	P•••••••• S••••••••• I•••	Apr 22, 2005	Jun 28, 2005

Relationships

Registered with (3)

→ M•• S••••••••• L••Registered adviserregistration: current employment
Aug 21, 2026 to presentfactForm ADV
→ P•••••••• S••••••••• I•••Registered adviserregistration: previous registration
Jun 28, 2005 to Jun 29, 2016factForm ADV
→ M•• S••••••••• L••Registered adviserregistration: previous registration
Feb 9, 2004 to Apr 22, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:367bfa11-1fb1-12b8-30d7-f3ba7e4f7f67
First observed: Feb 9, 2004
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.