DFX Intelligence

W•••••• G••••• H••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

W•••••• G••••• H••••

Advisor at M••••• S••••••

Menlo Park, CA

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Search this name across graphsid dfx:ria:3682ac0c-13ce-1767-65c3-497c7b265253

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 15, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Dec 28, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Nov 14, 2017	n/a	yes	Menlo Park, CA	Current employment
H•••••••• A•••••••• L••	Bd affiliated wealth	Nov 17, 2010	Jul 29, 2011	no	MENLO PARK, CA\|CHICAGO, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•••••••• A•••••••• L••	M••••• S••••••	Jul 29, 2011	Nov 14, 2017	2,300	Firm change after gap	Other
M••••• S••••••	H•••••••• A•••••••• L••	Sep 4, 2009	Nov 17, 2010

Relationships

Registered with (3)

→ M••••• S••••••Registered adviserregistration: previous registration
Jun 1, 2009 to Sep 4, 2009factForm ADV
→ H•••••••• A•••••••• L••Registered adviserregistration: previous registration
Nov 17, 2010 to Jul 29, 2011factForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
Feb 15, 2002 to Jun 1, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3682ac0c-13ce-1767-65c3-497c7b265253
First observed: Feb 15, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.