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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

DIANNE WILLIAMS WILDT

Advisor at AMERICAN CAPITAL MANAGEMENT, INC.

NEW ALBANY, IN

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Search this name across graphsid dfx:ria:36884594-7def-78a4-168e-c2e90bb85b18

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 22, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERICAN CAPITAL MANAGEMENT, INC.
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Aug 1, 2002
First registration: Aug 22, 2003
Dual registered: yes, broker-dealer
Other names: DIANNE WILLIAMS|PATRICIA DIANNE WILLIAMS|DIANNE WILDT|P. DIANNE WILLIAMS
IAPD individual key: 2068008

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERICAN CAPITAL MANAGEMENT, INC.	State registered	Nov 19, 2013	n/a	yes	NEW ALBANY, IN	Current employment
AMERICAN PORTFOLIOS ADVISORS, INC	Former SEC adviser	Jun 14, 2010	Nov 19, 2013	no	HOLBROOK, NY	Previous registration
MONEY CONCEPTS ADVISORY SERVICE	Bd affiliated wealth	Jul 20, 2004	May 21, 2010	no	LOUISVILLE, KY\|PALM BEACH GARDENS, FL\|LOUISVILLE, KY	Previous registration
ONE COMPASS ADVISORS	n/a	Aug 22, 2003	Jul 16, 2004	no	JEFFERSONVILLE, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERICAN PORTFOLIOS ADVISORS, INC	AMERICAN CAPITAL MANAGEMENT, INC.	Nov 19, 2013	Nov 19, 2013	0	Firm change	Other
MONEY CONCEPTS ADVISORY SERVICE	AMERICAN PORTFOLIOS ADVISORS, INC	May 21, 2010	Jun 14, 2010	24	Firm change	Other
ONE COMPASS ADVISORS	MONEY CONCEPTS ADVISORY SERVICE	Jul 16, 2004	Jul 20, 2004	4	Firm change	Other

Relationships

Registered with (4)

→ AMERICAN CAPITAL MANAGEMENT, INC.Registered adviserregistration: current employment
Nov 19, 2013 to presentfactForm ADV
→ AMERICAN PORTFOLIOS ADVISORS, INCRegistered adviserregistration: previous registration
Jun 14, 2010 to Nov 19, 2013factForm ADV
→ MONEY CONCEPTS ADVISORY SERVICERegistered adviserregistration: previous registration
Jul 20, 2004 to May 21, 2010factForm ADV
→ ONE COMPASS ADVISORSRegistered adviserregistration: previous registration
Aug 22, 2003 to Jul 16, 2004factForm ADV

Dated events

No dated event names this entity yet.