DFX Intelligence

R••••••• S••• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner38 years in industry

R••••••• S••• W•••••

Advisor at W••••••• A•••••••

Bee Cave, TX | BEE CAVE, TX

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 4:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Jun 8, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 6, 1987earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••• A•••••••	Independent wealth	Jan 6, 2025	n/a	yes	Bee Cave, TX\|BEE CAVE, TX	Current employment
C••••••• P•••••••• I•••	Independent wealth	Jul 10, 2022	Jan 3, 2025	no	NEW YORK, NY\|Las Veegas, NV

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• P•••••••• I•••	W••••••• A•••••••	Jan 3, 2025	Jan 6, 2025	3	Firm change	RIA to RIA
B•••••••• A•••• M••••••••• L••	C••••••• P•••••••• I•••	Jul 25, 2022	Jul 10, 2022

Relationships

Registered with (6)

→ W••••••• A•••••••Registered adviserregistration: current employment
Jan 6, 2025 to presentfactForm ADV
→ C••••••• P•••••••• I•••Registered adviserregistration: previous registration
Jul 10, 2022 to Jan 3, 2025factForm ADV
→ B•••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Mar 16, 2021 to Jul 25, 2022factForm ADV
→ N••••••• W••••• P••••••• L••Registered adviser

Dated events

Order

Occurred
3 Jan 2025
Advisor changed firm
••• Locked
Form ADV
Occurred
25 Jul 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 8, 2000
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.