DFX Intelligence

W••••••• A•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserIndependent wealth managerSEC registeredRAUM 100m 1b

W••••••• A•••••••

W••••••• & CO, LLC, CRD 331958

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Search this name across graphs

Data as of Jul 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 1:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 20
Dated events: 7
On other graphs: 0
Observed: Aug 21, 2024 to Jul 6, 2026
18 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.86 fund_share=0.0 institutional_share=0.11 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $117M••• Locked
Discretionary RAUM: $117M
Private client RAUM: $100Mderived••• Locked
Private client share: 86%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $19.5Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
R••••••• S••• W•••••	Certified Financial Planner	Bee Cave, TX \| BEE CAVE, TX	1	38	5	no
S••••• W•••••••	Chartered Financial Analyst	Bee Cave, TX \| BEE CAVE, TX	1	30

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
0••••••••• T••••	Owner	E	yes	08/2011	Aug 21, 2024	Dec 17, 2024
S••••• J••••••• A•••••	CHIEF COMPLIANCE OFFICER	Na	yes	08/2024	Aug 21, 2024	Dec 17, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A•••• F•••••••• G••••• I•••	n/a	Independent wealth	$4.8B	Y	yes	n/a
U• W••••• P••••••• L••	n/a	Asset manager	$1.9B	Y	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Austrin	TX	United States	1	no
Bartonville	TX	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 23, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	1	1	16.7%	1	1	0	5	1

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$117M	$113M	3.7%	n/a	n/a	9	8	5	6

Relationships

Registered with (7)

← M••• S•••• B••••••••• P••••Advisorregistration: current employment
Jul 29, 2026 to presentfactForm ADV
← P••• J•• R••••••••Advisorregistration: current employment
Jan 1, 2026 to presentfactForm ADV
← T•••• L•• D•••••Advisorregistration: current employment
Sep 4, 2025 to presentfactForm ADV
← R••••••• S••• W•••••

Dated events

1 bookkeeping event (roster, classification and holdings changes) folded below

Order

Occurred
6 Jul 2026
Ria principal change2 events
W••••••• A•••••••: ria principal change, 2 events, on 6 Jul 2026
- ••• Locked
- ••• Locked
Occurred
30 Jun 2026
Advisor changed firm
••• Locked
Form ADV
Occurred
6 Jul 2026
Ria office closed2 events
W••••••• A•••••••: ria office closed, 2 events, on 6 Jul 2026
- ••• Locked
- ••• Locked
Occurred
21 Aug 2024
First Form ADV filing
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 21, 2024
Last observed: Jul 6, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.