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Advisor at LPL FINANCIAL LLC
ATLANTA, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Aug 30, 2011 | n/a | yes | ATLANTA, GA | Current employment |
| BAY FINANCIAL ADVISORS, INC. | n/a | Mar 11, 2014 | Dec 31, 2021 | no | CHAMBLEE, GA|WALTHAM, MA | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Dec 19, 2003 | Sep 1, 2011 | no | ATLANTA, GA|ALPHARETTA, GA|ATLANTA, GA|ATLANTA, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BAY FINANCIAL ADVISORS, INC. | n/a | Dec 31, 2021 | n/a | n/a | Departure no registered destination | Departure |
| EQUITABLE ADVISORS, LLC | LPL FINANCIAL LLC | Sep 1, 2011 | Aug 30, 2011 | -2 | Firm change | Other |