DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

URBANAMERICA PRINCIPALS III, LLC

CRD 152151

ARLINGTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:36980271-2e47-adb8-a486-446f9bc391ca

Data as of Jun 3, 2015 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 0
On other graphs: 0
Observed: Mar 31, 2012 to Jun 3, 2015
5 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $463MItem 5.F on the latest filing (2015-06-03); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $463M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees: 2
Accounts: 1
SEC number: 801-71404
CRD: 152151
Filings on the tape: 5
First filed: Mar 31, 2012
Latest filed: Jun 3, 2015
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MCCOY, RICHMOND	MANAGING MEMBER - CEO	C	yes	11/2009	Mar 31, 2012	Jun 3, 2015
MCCOY, RICHMOND	CEO, PRESIDENT AND CCO	Na	yes	11/2009	Mar 31, 2012	Jun 3, 2015
SCOTT, EDWARD	SR. MANAGING DIRECTOR AND CIO	Na	yes	11/2009	Mar 31, 2012	Jun 3, 2015
URBANAMERICA PRINCIPALS II, LLC	MANAGING MEMBER	D	no	11/2009	Mar 31, 2012	Jun 3, 2015

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
URBANAMERICA ADVISORS, LLC	n/a	Former SEC adviser	$463M	N	yes	n/a
URBANAMERICA PRINCIPALS II, LLC	n/a	Former SEC adviser	$463M	N	yes	n/a
URBANAMERICA PRINCIPALS, LLC	n/a	Former SEC adviser	$463M	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Atlanta	Ga	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Jun 3, 2015	$463M	$463M	3	2	n/a	n/a	n/a
2013	Mar 31, 2014	$561M	$561M	4	4	n/a	n/a	n/a
2012	Apr 16, 2013	$826M	$826M	4	3	n/a	n/a	n/a
2011	Mar 31, 2012	$820M	$820M	n/a	0	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$463M	$561M	-17.5%	$820M	-17.4%	3	4	n/a	n/a

Relationships

Affiliated with (6)

→ URBANAMERICA ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ URBANAMERICA PRINCIPALS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ URBANAMERICA PRINCIPALS II, LLCRegistered adviserother investment adviser, common control
factForm ADV
← URBANAMERICA ADVISORS, LLCRegistered adviserother investment adviser, LP sponsor, common control
factForm ADV
← URBANAMERICA PRINCIPALS, LLCRegistered adviserother investment adviser, LP sponsor, common control
factForm ADV
← URBANAMERICA PRINCIPALS II, LLCRegistered adviserother investment adviser
factForm ADV

Owns (1)

← URBANAMERICA PRINCIPALS II, LLCOwnerMANAGING MEMBER, ownership code D, domestic entity
Mar 31, 2012 to presentfactForm ADV

Controls (2)

← MCCOY, RICHMONDOwnerMANAGING MEMBER - CEO, ownership code C, individual
Mar 31, 2012 to presentfactForm ADV
← SCOTT, EDWARDOwnerSR. MANAGING DIRECTOR AND CIO, ownership code NA, individual
Mar 31, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:36980271-2e47-adb8-a486-446f9bc391ca
First observed: Mar 31, 2012
Last observed: Jun 3, 2015 137 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

URBANAMERICA PRINCIPALS III, LLC

CRD 152151

ARLINGTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:36980271-2e47-adb8-a486-446f9bc391ca

Data as of Jun 3, 2015 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:49 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MCCOY, RICHMOND

MANAGING MEMBER - CEO

yes

11/2009

Mar 31, 2012

Jun 3, 2015

MCCOY, RICHMOND

CEO, PRESIDENT AND CCO

yes

11/2009

Mar 31, 2012

Jun 3, 2015

SCOTT, EDWARD

SR. MANAGING DIRECTOR AND CIO

yes

11/2009

Mar 31, 2012

Jun 3, 2015

URBANAMERICA PRINCIPALS II, LLC

MANAGING MEMBER

11/2009

Mar 31, 2012

Jun 3, 2015

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

URBANAMERICA ADVISORS, LLC

n/a

Former SEC adviser

$463M

yes

n/a

URBANAMERICA PRINCIPALS II, LLC

n/a

Former SEC adviser

$463M

yes

n/a

URBANAMERICA PRINCIPALS, LLC

n/a

Former SEC adviser

$463M

yes

n/a

City

State

Country

Employees

Also broker-dealer

Atlanta

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2014

Jun 3, 2015

$463M

n/a

2013

Mar 31, 2014

$561M

n/a

2012

Apr 16, 2013

$826M

n/a

2011

Mar 31, 2012

$820M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2014

$463M

$561M

-17.5%

$820M

-17.4%

n/a