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Advisor at LPL FINANCIAL LLC
RALEIGH, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 1, 2011 | n/a | yes | RALEIGH, NC | Current employment |
| NFP ADVISOR SERVICES, LLC | Former SEC adviser | Mar 3, 2010 | Jun 1, 2011 | no | Burlington, NC | Previous registration |
| SIGNATOR INVESTORS, INC. | Former SEC adviser | Aug 8, 2002 | Mar 4, 2010 | no | GARNER, NC|RALEIGH, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NFP ADVISOR SERVICES, LLC | LPL FINANCIAL LLC | Jun 1, 2011 | Jun 1, 2011 | 0 | Firm change | Other |
| SIGNATOR INVESTORS, INC. | NFP ADVISOR SERVICES, LLC | Mar 4, 2010 | Mar 3, 2010 | -1 | Firm change | Other |