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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

WILLIAM RALPH FLEMING

Advisor at EDWARD JONES

CEDAR RAPIDS, IA

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Search this name across graphsid dfx:ria:36b06ee0-7ab8-3755-4631-ffff944e3ad2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Oct 18, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EDWARD JONES
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Mar 1, 2005
First registration: Oct 18, 2006
Dual registered: yes, broker-dealer
Other names: BJ FLEMING|WILLIAM R FLEMING
IAPD individual key: 4680276

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EDWARD JONES	National bd RIA	Oct 31, 2025	n/a	yes	CEDAR RAPIDS, IA	Current employment
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Oct 20, 2018	Nov 5, 2025	no	Marion, IA\|Marion, IA\|Cedar Rapids, IA\|Cedar Rapids, IA\|Cedar Rapids, IA	Previous registration
INVESTMENT ADVISORS CORP	Former SEC adviser	Sep 2, 2016	Oct 20, 2018	no	MARION, IA	Previous registration
WINTRUST INVESTMENTS	Former SEC adviser	Jun 22, 2007	Aug 31, 2016	no	CEDAR RAPIDS, IA\|CHICAGO, IL	Previous registration
COUNTRY TRUST BANK	n/a	Oct 18, 2006	Jun 22, 2007	no	CEDAR RAPIDS, IA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	EDWARD JONES	Nov 5, 2025	Oct 31, 2025	-5	Firm change	Ibd to ibd
INVESTMENT ADVISORS CORP	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Oct 20, 2018	Oct 20, 2018	0	Bulk transfer	Ibd to ibd
WINTRUST INVESTMENTS	INVESTMENT ADVISORS CORP	Aug 31, 2016	Sep 2, 2016	2	Firm change	Other
COUNTRY TRUST BANK	WINTRUST INVESTMENTS	Jun 22, 2007	Jun 22, 2007	0	Firm change	Other

Relationships

Registered with (5)

→ EDWARD JONESRegistered adviserregistration: current employment
Oct 31, 2025 to presentfactForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Oct 20, 2018 to Nov 5, 2025factForm ADV
→ INVESTMENT ADVISORS CORPRegistered adviserregistration: previous registration
Sep 2, 2016 to Oct 20, 2018factForm ADV
→ WINTRUST INVESTMENTSRegistered adviserregistration: previous registration
Jun 22, 2007 to Aug 31, 2016factForm ADV
→ COUNTRY TRUST BANKRegistered adviserregistration: previous registration
Oct 18, 2006 to Jun 22, 2007factForm ADV

Dated events

Occurred
Nov 5, 2025
Advisor changed firm
William Ralph Fleming left Cambridge Investment Research Advisors, Inc. for Edward Jones (registered 2025-10-31)
Form ADVobserved 6 days ago