DFX Intelligence

B•••••• A•• B•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner13 years in industry

B•••••• A•• B•••

Advisor at C••••• A•••••••

CHARLOTTE, NC

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 3:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 10, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 10, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• A•••••••	Independent wealth	Jun 26, 2018	n/a	yes	CHARLOTTE, NC	Current employment
A••••••• S••••••• N••••••	Independent wealth	Jun 4, 2015	Jun 25, 2018	no	CHARLOTTE, NC\|ATLANTA, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• S••••••• N••••••	C••••• A•••••••	Jun 25, 2018	Jun 26, 2018	1	Firm change	RIA to RIA
A•••••• A••••••• S•••••••	A••••••• S••••••• N••••••	Jun 4, 2015	Jun 4, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
146051:293929:GA:2018-06-25	Jun 25, 2018	Jun 26, 2018	ATLANTA, GA	Firm change
104556:146051:NC:2015-06-04	Jun 4, 2015	Jun 4, 2015	MOUNT HOLLY, NC	Firm change

Relationships

Registered with (3)

→ C••••• A•••••••Registered adviserregistration: current employment
Jun 26, 2018 to presentfactForm ADV
→ A••••••• S••••••• N••••••Registered adviserregistration: previous registration
Jun 4, 2015 to Jun 25, 2018factForm ADV
→ A•••••• A••••••• S•••••••Registered adviserregistration: previous registration
Feb 10, 2014 to Jun 4, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 10, 2014
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.