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ADVISORY SERVICES NETWORK, LLC, CRD 146051
ATLANTA, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
Dated 2026-08-27 (filing); first seen by DFX 2026-09-15.
Dated 2026-07-16 (filing); first seen by DFX 2026-09-15.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| DAVID EDWARD PAULUKAITIS | n/a | ATLANTA, GA | 16 | 21 | n/a | no |
| THOMAS WILLIAM OTT | n/a | MCCOMB, MS | 16 | 38 | 2 | no |
| ERIC C. GARRARD | Certified Financial Planner | VALPARAISO, IN | 15 | 25 | 1 | no |
| ROGER M BALOUCOUNE | n/a | ATLANTA, GA | smyrna, GA | 15 | 23 | 2 | no |
| JEFFREY LEE STOCK | n/a | ATLANTA, GA | Columbia, SC | 15 | 22 | 3 | yes |
| JONATHAN DAVID FIKE | Chartered Financial Consultant | ATLANTA, GA | CAMDEN, SC | 15 | 30 | 1 | yes |
| CATERINA MARIA DEFALCO | Certified Financial Planner | ATLANTA, GA | Troy, MI | 14 | 33 | 2 | no |
| BRENT NEVIN TOWNSEND | Chartered Financial Consultant | HICKORY, NC | Camden, SC | 14 | 23 | 1 | yes |
| JOHN KENNITH BORNSTEIN | n/a | BRENTWOOD, TN | 14 | 44 | 1 | yes |
| TIMOTHY WAYNE GREER | Certified Financial Planner | BRENTWOD, TN | 14 | 45 | 1 | yes |
| JAMES ALFRED HALPRIN | n/a | FRANKLIN LAKES, NJ | ATLANTA, GA | 13 | 17 | 4 | no |
| JOHN CLEVELAND KNOX | Chartered Financial Analyst | FALMOUTH, ME | ATLANTA, GA | 13 | 34 | 1 | no |
| JOHN CLAYTON DOWNING | Chartered Financial Analyst | ATLANTA, GA | FALMOUTH, ME | 13 | 34 | 1 | no |
| JASON WAYNE VEINOT | n/a | ATLANTA, GA | Lexington, KY | 12 | 27 | 3 | no |
| CYNTHIA LYNNE COURTNEY | Certified Financial Planner | NORTH HAMPTON, NH | ATLANTA, GA | 12 | 37 | 1 | no |
| KEITH PAUL DUET | Chartered Financial Analyst | COVINGTON, LA | ATLANTA, GA | 12 | 20 | 1 | no |
| EDMUND CARL HILSTON | n/a | MERRIMACK, NH | ATLANTA, GA | 12 | 32 | 1 | no |
| ALAN K. CHUANG | Certified Financial Planner|Chartered Financial Analyst | ATLANTA, GA | PASADENA, CA | 12 | 22 | 3 | no |
| DUDLEY CARLISLE WHITLOCK | n/a | LANDRUM, SC | ATLANTA, GA | 12 | 12 | 1 | no |
| CRAIG STUART SCHINKE | n/a | ATLANTA, GA | CAMDEN, SC | 12 | 39 | 1 | no |
| GARY LEE HOWARD | Certified Financial Planner | WEST CHESTER, OH | ATLANTA, GA | 11 | 39 | 1 | yes |
| DAVID GERALD JUDGE | n/a | ATLANTA, GA | FARMINGTON, MI | 11 | 32 | 1 | no |
| GUY PHILIP JONES | Certified Financial Planner | Willis, TX | ATLANTA, GA | 11 | 37 | 4 | no |
| EDWARD MATTHEW EGLISKIS | n/a | ATLANTA, GA | SAN ANTONIO, TX | 11 | 20 | 3 | no |
| LAURA ANNE TEDBALL | n/a | ATLANTA, GA | 11 | 22 | 2 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| PAULUKAITIS, DAVID, EDWARD | MANAGING MEMBER | C | yes | 02/2010 | Dec 12, 2011 | Dec 10, 2024 |
| PRESCOTT, THOMAS, CLEVELAND | MANAGING MEMBER | D | yes | 02/2010 | Dec 12, 2011 | Dec 10, 2024 |
| TEDBALL, LAURA, ANNE | CHIEF COMPLIANCE OFFICER | Na | yes | 12/2014 | Dec 24, 2014 | Dec 10, 2024 |
| WOLIN-HALPERN, CYNTHIA | CHIEF OPERATING OFFICER | Na | yes | 02/2010 | May 4, 2017 | Dec 10, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Camden | Sc | United States | 8 | no |
| Gainesville | Ga | United States | 5 | no |
| Southlake | TX | United States | 4 | no |
| Weatherford | TX | United States | 4 | no |
| Birmingham | Al | United States | 3 | no |
| WEST PALM BEACH | FL | United States | 3 | no |
| Hickory | Nc | United States | 3 | no |
| Raleigh | Nc | United States | 3 | no |
| Moorestown | Nj | United States | 3 | no |
| Greenville | Sc | United States | 3 | no |
| LOS ANGELES | CA | United States | 2 | no |
| CASTLE ROCK | Co | United States | 2 | no |
| NORTH HAMPTON | Nh | United States | 2 | no |
| MOUNT ARLINGTON | Nj | United States | 2 | no |
| Bartlesville | Ok | United States | 2 | no |
| Columbia | Sc | United States | 2 | yes |
| Brentwood | Tn | United States | 2 | no |
| FORT ATKINSON | Wi | United States | 2 | no |
| Covington | La | United States | 1 | no |
| Hampden | Me | United States | 1 | no |
| CHAPEL HILL | Nc | United States | 1 | no |
| Hickory | Nc | United States | 1 | yes |
| Kinderhook | NY | United States | 1 | no |
| Souderton | Pa | United States | 1 | no |
| Landrum | Sc | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 23, 2026 | $11B | $10B | 268 | 247 | 117 | n/a | n/a |
| 2024 | Apr 28, 2025 | $8.6B | $8.5B | 215 | 208 | 84 | n/a | n/a |
| 2023 | Mar 28, 2024 | $6.8B | $6.7B | 215 | 208 | 84 | n/a | n/a |
| 2022 | Mar 24, 2023 | $5.8B | $5.7B | 212 | 205 | 84 | n/a | n/a |
| 2021 | Mar 30, 2022 | $5.7B | $5.6B | 212 | 205 | 84 | n/a | n/a |
| 2020 | Mar 31, 2021 | $4.4B | $4.3B | 172 | 164 | 84 | n/a | n/a |
| 2019 | Mar 24, 2020 | $3.6B | $3.5B | 162 | 147 | 84 | n/a | n/a |
| 2018 | Mar 19, 2019 | $2.5B | $2.4B | 132 | 119 | 65 | n/a | n/a |
| 2017 | Mar 20, 2018 | $2.0B | $1.9B | 110 | 102 | 65 | n/a | n/a |
| 2016 | Mar 21, 2017 | $1.1B | $1.0B | 87 | 82 | n/a | n/a | n/a |
| 2015 | Mar 29, 2016 | $734M | $698M | 68 | 63 | n/a | n/a | n/a |
| 2014 | Mar 31, 2015 | $798M | $707M | 49 | 43 | n/a | n/a | n/a |
| 2013 | Mar 31, 2014 | $621M | $602M | 53 | 38 | n/a | n/a | n/a |
| 2012 | Apr 1, 2013 | $395M | $389M | 36 | 30 | n/a | n/a | n/a |
| 2011 | Mar 30, 2012 | $154M | $148M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 28 | 19 | 9 | 7.6% | 9 | 8 | 0 | 76 | 39 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $11B | $8.6B | 22.9% | $5.8B | 22.4% | 268 | 215 | 117 | 84 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| OLDE RALEIGH FINANCIAL GROUP | 4 | Jul 16, 2026 | Jul 9, 2026 | ATLANTA, GA | Team lift out | RIA to new firm | 1.6% |
| ASCENTIS WEALTH MANAGEMENT, LLC | 2 | Jul 1, 2026 | Jun 24, 2026 | FRISCO, TX | Team lift out | RIA to RIA | 0.8% |
| BAYTRUST WEALTH MANAGEMENT, LLC | 3 | Dec 31, 2025 | Jan 21, 2026 | TAMPA, FL | Team lift out | RIA to new firm | 1.3% |
| STEWARD PARTNERS INVESTMENT ADVISORY, LLC | 5 | May 20, 2025 | Jun 6, 2025 | GAINESVILLE, GA | Team lift out | RIA to ibd | 2.2% |
| MODERN WEALTH MANAGEMENT, LLC | 2 | Dec 20, 2024 | Dec 20, 2024 | ATLANTA, GA | Team lift out | RIA to RIA | 1.0% |
| ROXBURY FINANCIAL | 2 | Jun 28, 2024 | Jun 24, 2024 | MOUNT ARLINGTON, NJ | Team lift out | RIA to new firm | 1.0% |
| ATLAS INVESTMENT ADVISORS | 2 | Jun 30, 2023 | Jun 2, 2023 | ST SIMONS ISLAND, GA | Team lift out | RIA to RIA | 1.1% |
| INFINITY ADVISORY GROUP | 3 | Jun 29, 2023 | Feb 23, 2023 | ATLANTA, GA | Team lift out | RIA to RIA | 1.6% |
| RIVER CITY WEALTH MANAGEMENT | 2 | Jul 1, 2021 | Jul 2, 2021 | ATLANTA, GA | Team lift out | RIA to new firm | 1.3% |
| PALATINE HILL WEALTH MANAGEMENT | 3 | Oct 9, 2019 | Oct 1, 2019 | ATLANTA, GA | Team lift out | RIA to new firm | 2.5% |
| CANNON ADVISORS | 3 | Jun 25, 2018 | Jun 26, 2018 | ATLANTA, GA | Team lift out | RIA to RIA | 3.2% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| FLORIDA FINANCIAL ADVISORS, LLC | 2 | Aug 27, 2026 | Aug 26, 2026 | TAMPA, FL | Team lift out | Ibd to RIA | 0.3% |
| CORNERSTONE ADVISORS LLC | 4 | Apr 15, 2025 | May 21, 2025 | FAYETTEVILLE, AR | Firm absorbed | RIA to RIA | 50.0% |
| ATEGRA CAPITAL MANAGEMENT, LLC | 2 | Apr 8, 2024 | Apr 16, 2024 | VIENNA, VA | Team lift out | RIA to RIA | 28.6% |
| NAVIGATE PRIVATE WEALTH, LLC | 3 | Jul 6, 2023 | Jul 5, 2023 | DRAPER, UT | Team lift out | RIA to RIA | 33.3% |
| R.L.K. ADVISORY GROUP | 2 | Mar 27, 2023 | Jan 31, 2023 | PORT ORANGE, FL | Team lift out | RIA to RIA | 100.0% |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | 2 | Jan 31, 2022 | Jan 3, 2022 | PALM BEACH, FL | Team lift out | Ibd to RIA | 0.1% |
| J. W. COLE ADVISORS, INC. | 2 | Aug 27, 2021 | Sep 10, 2021 | TAMPA, FL | Team lift out | RIA to RIA | 0.6% |
| WELLS FARGO ADVISORS | 3 | Aug 13, 2021 | Jan 1, 2025 | GREENVILLE, SC | Team lift out | Wirehouse to RIA | 0.2% |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | 2 | Jun 9, 2021 | Jun 14, 2021 | WEST PALM BEACH, FL | Team lift out | Ibd to RIA | 0.0% |
| REGAL INVESTMENT ADVISORS LLC | 2 | Jun 7, 2021 | Jun 11, 2021 | JUPITER, FL | Team lift out | Ibd to RIA | 2.0% |
| OMNISTAR FINANCIAL GROUP, INC. | 3 | Apr 8, 2021 | Apr 9, 2021 | WILMINGTON, NC | Firm absorbed | RIA to RIA | 60.0% |
| AE WEALTH MANAGEMENT, LLC | 2 | Jan 13, 2021 | Feb 4, 2021 | HONOLULU, HI | Team lift out | RIA to RIA | 0.6% |
| MADDEN ADVISORY SERVICES, INC. | 2 | Jun 28, 2019 | Jun 14, 2019 | JACKSONVILLE, FL | Team lift out | RIA to RIA | 100.0% |
| EAGLE STRATEGIES LLC | 2 | Jun 10, 2019 | Jun 12, 2019 | HOUSTON, TX | Team lift out | Ibd to RIA | 0.2% |
| VANN EQUITY MANAGEMENT LLC | 5 | Apr 4, 2018 | Aug 9, 2017 | GAINESVILLE, GA | Team lift out | RIA to RIA | 41.7% |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | 3 | Oct 5, 2017 | Oct 2, 2017 | RALEIGH, NC | Team lift out | Other | 0.1% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 2 | Jul 10, 2017 | Jul 10, 2017 | JACKSON, MS | Team lift out | Other | 0.1% |
| STRATOS WEALTH ADVISORS LLC | 3 | Mar 20, 2017 | Mar 23, 2017 | ANN ARBOR, MI | Firm absorbed | Other | 60.0% |
| B. RILEY WEALTH ADVISORS, INC. | 3 | Aug 31, 2016 | Jul 18, 2018 | MOORESTOWN, NJ | Team lift out | Other | 2.2% |
| FOUNDATIONS INVESTMENT ADVISORS LLC | 3 | Mar 11, 2016 | Mar 23, 2016 | PHOENIX, AZ | Team lift out | Other | 15.8% |