DFX Intelligence

D••••• J•• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)39 years in industry

D••••• J•• M••••

Advisor at F•••• H•••••••• C••••••••• I•••

INDIANAPOLIS, IN

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Search this name across graphsid dfx:ria:36bddd74-38c5-f227-0c09-ce76b84d5d00

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 12, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• H•••••••• C••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 9, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 22derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• H•••••••• C••••••••• I•••	Bd affiliated wealth	Aug 23, 2004	n/a	yes	INDIANAPOLIS, IN	Current employment
T••••••• I••••••••• M••••••••• I•••	Bd affiliated wealth	Aug 12, 2002	Aug 23, 2004	no	INDIANAPOLIS, IN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••• I••••••••• M••••••••• I•••	F•••• H•••••••• C••••••••• I•••	Aug 23, 2004	Aug 23, 2004	0	Firm change	Other

Relationships

Registered with (2)

→ F•••• H•••••••• C••••••••• I•••Registered adviserregistration: current employment
Aug 23, 2004 to presentfactForm ADV
→ T••••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Aug 12, 2002 to Aug 23, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:36bddd74-38c5-f227-0c09-ce76b84d5d00
First observed: Aug 12, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.