DFX Intelligence

T••••••• S••••• B•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor33 years in industry

T••••••• S••••• B•••••••••

Advisor at B••••••••• A••••••• G•••• L••

CRYSTAL CITY, MO

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Search this name across graphsid dfx:ria:36ca9a6f-f43c-021b-bd39-2bea1d55b066

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jan 31, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••••••• A••••••• G•••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jun 1, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••••••• A••••••• G•••• L••	State registered	Dec 15, 2023	n/a	yes	CRYSTAL CITY, MO	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Jan 31, 2003	Dec 15, 2023	no	CRYSTAL CITY, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• A••••••• L••	B••••••••• A••••••• G•••• L••	Dec 15, 2023	Dec 15, 2023	0	Firm change	Ibd to state RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
105644:327259:MO:2023-12-15	Dec 15, 2023	Dec 15, 2023	CRYSTAL CITY, MO	Firm change

Relationships

Registered with (2)

→ B••••••••• A••••••• G•••• L••Registered adviserregistration: current employment
Dec 15, 2023 to presentfactForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Jan 31, 2003 to Dec 15, 2023factForm ADV

Dated events

Occurred
Dec 15, 2023
Advisor changed firm
T••••••• S••••• B••••••••• left C••••• I••••••••• A••••••• L•• for B••••••••• A••••••• G•••• L•• (registered 2023-12-15)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:36ca9a6f-f43c-021b-bd39-2bea1d55b066
First observed: Jan 31, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.