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Reading the graph
Advisor at MORGAN STANLEY
Palo Alto, CA | Salt Lake City, UT | Holladay, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Sep 24, 2024 | n/a | yes | Holladay, UT|Salt Lake City, UT|Palo Alto, CA | Current employment |
| MORGAN STANLEY | Wirehouse | Sep 5, 2023 | Jan 2, 2024 | no | Sandy, UT | Previous registration |
| E*TRADE CAPITAL MANAGEMENT, LLC | Former SEC adviser | Aug 24, 2020 | Sep 5, 2023 | no | Sandy, UT|ARLINGTON, VA | Previous registration |
| STRATEGIC ADVISERS LLC | National bd RIA | Feb 27, 2008 | Jul 31, 2012 | no | TYSONS CORNER, VA|SALT LAKE CITY, UT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| E*TRADE CAPITAL MANAGEMENT, LLC | MORGAN STANLEY | Sep 5, 2023 | Sep 5, 2023 | 0 | Bulk transfer | RIA to wirehouse |
| STRATEGIC ADVISERS LLC | E*TRADE CAPITAL MANAGEMENT, LLC | Jul 31, 2012 | Aug 24, 2020 | 2,946 | Firm change after gap | Ibd to RIA |