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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

ALTRIUS INSTITUTIONAL ASSET MANAGEMENT, LLC

CRD 157295

NEW BERN, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:36cbcf85-b835-c128-3498-048da17505d4

Data as of Feb 4, 2013 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 15, 2011 to Feb 4, 2013
3 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 7
Advisory employees: 7
SEC number: 801-72306
CRD: 157295
Filings on the tape: 3
First filed: Dec 15, 2011
Latest filed: Feb 4, 2013
Organised: Limited Liability Company, North Carolina

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
RUSSO, JAMES, MICHAEL	MANAGING MEMBER, PRESIDENT, CEO & CHIEF COMPLIANCE OFFICER	E	yes	10/2000	Dec 15, 2011	Feb 4, 2013
BYRD, NATHAN, GUERRANT	MANAGING DIRECTOR	B	no	06/2011	Dec 15, 2011	Feb 4, 2013

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ALTRIUS CAPITAL MANAGEMENT, INC.	n/a	Independent wealth	$716M	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Raleigh	Nc	United States	n/a	no
Wilmington	Nc	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2012	Feb 4, 2013	n/a	n/a	7	7	n/a	n/a	n/a
2011	Mar 15, 2012	$12.5M	$12.5M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2012	n/a	$12.5M	n/a	n/a	n/a	7	n/a	n/a	n/a

Relationships

Affiliated with (1)

→ ALTRIUS CAPITAL MANAGEMENT, INC.Registered adviserother investment adviser, common control
factForm ADV

Controls (1)

← RUSSO, JAMES, MICHAELOwnerMANAGING MEMBER, PRESIDENT, CEO & CHIEF COMPLIANCE OFFICER, ownership code E, individual
Dec 15, 2011 to presentfactForm ADV

Owns (1)

← BYRD, NATHAN, GUERRANTOwnerMANAGING DIRECTOR, ownership code B, individual
Dec 15, 2011 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:36cbcf85-b835-c128-3498-048da17505d4
First observed: Dec 15, 2011
Last observed: Feb 4, 2013 165 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ALTRIUS INSTITUTIONAL ASSET MANAGEMENT, LLC

CRD 157295

NEW BERN, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:36cbcf85-b835-c128-3498-048da17505d4

Data as of Feb 4, 2013 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:53 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

RUSSO, JAMES, MICHAEL

MANAGING MEMBER, PRESIDENT, CEO & CHIEF COMPLIANCE OFFICER

yes

10/2000

Dec 15, 2011

Feb 4, 2013

BYRD, NATHAN, GUERRANT

MANAGING DIRECTOR

06/2011

Dec 15, 2011

Feb 4, 2013

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ALTRIUS CAPITAL MANAGEMENT, INC.

n/a

Independent wealth

$716M

yes

n/a

City

State

Country

Employees

Also broker-dealer

Raleigh

United States

n/a

Wilmington

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2012

Feb 4, 2013

n/a

2011

Mar 15, 2012

$12.5M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2012

n/a

$12.5M

n/a