DFX Intelligence

N••••• A••• P•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

N••••• A••• P•••

Advisor at W•••• F•••• A•••••••

MCKINNEY, TX | SHERMAN, TX

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Search this name across graphsid dfx:ria:36d70f4c-89c6-225e-c570-d6968fc8b90a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 1, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Aug 1, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Feb 20, 2015	n/a	yes	SHERMAN, TX\|MCKINNEY, TX	Current employment
T••• N•••• A•••••••• L••	Independent wealth	Aug 3, 2006	Jun 18, 2007	no	DALLAS, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••• N•••• A•••••••• L••	W•••• F•••• A•••••••	Jun 18, 2007	Feb 20, 2015	2,804	Firm change after gap	Other
A••••••• S••••••••• G••••• I•••	T••• N•••• A•••••••• L••	Nov 1, 2006	Aug 3, 2006

Relationships

Registered with (5)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Feb 20, 2015 to presentfactForm ADV
→ T••• N•••• A•••••••• L••Registered adviserregistration: previous registration
Aug 3, 2006 to Jun 18, 2007factForm ADV
→ A••••••• S••••••••• G••••• I•••Registered adviserregistration: previous registration
May 30, 2006 to Nov 1, 2006factForm ADV
→ E••••• J••••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:36d70f4c-89c6-225e-c570-d6968fc8b90a
First observed: Aug 1, 2003
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.