J•• P•••••••

Advisor at C•••••••• G••••• M•••••• I•••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:36d9dc23-3249-d754-66d7-84594874d782

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 8, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• G••••• M•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 25, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• G••••• M•••••• I•••	Bd affiliated wealth	Dec 12, 2023	n/a	yes	San Juan , CA\|San Clemente, CA\|Fountain Valley, CA\|Newport Beach, CA	Current employment
M••••••••• C••••••• L••	Independent wealth	Sep 17, 2019	Dec 8, 2023	no	Newport Beach, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••••••• C••••••• L••	C•••••••• G••••• M•••••• I•••	Dec 8, 2023	Dec 12, 2023	4	Firm change	RIA to ibd
W•••• F•••• A•••••••	M••••••••• C••••••• L••	Sep 11, 2019	Sep 17, 2019

Relationships

Registered with (3)

→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
Mar 8, 1999 to Feb 19, 2009factForm ADV
→ M••••••••• C••••••• L••Registered adviserregistration: previous registration
Sep 17, 2019 to Dec 8, 2023factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Feb 3, 2009 to Sep 11, 2019factForm ADV

Dated events

Occurred
Dec 8, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:36d9dc23-3249-d754-66d7-84594874d782
First observed: Mar 8, 1999
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.