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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)43 years in industry

KEVIN STEVEN MORIN

Advisor at LPL FINANCIAL LLC

GROTON, CT

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Search this name across graphsid dfx:ria:36dd9781-c68b-5664-e4a6-694bb0357e78

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 2, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 1983earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 4
Designations: Certified Financial Planner
Exams: S63
First exam: Jun 5, 1984
First registration: Jan 2, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 1272923

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 6, 2025	n/a	yes	GROTON, CT	Current employment
IC ADVISORY SERVICES, INC.	Former SEC adviser	Jun 2, 2006	Mar 6, 2025	no	BRIDGEWATER, NJ	Previous registration
THE INVESTMENT CENTER, INC.	n/a	Jan 4, 2006	Oct 2, 2006	no	GROTON, CT\|GROTON, CT	Previous registration
PGP FINANCIAL, INC.	n/a	May 25, 2004	Dec 31, 2005	no	GROTON, CT	Previous registration
MAIN STREET MANAGEMENT COMPANY	n/a	Jan 2, 2002	May 17, 2004	no	GROTON, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
IC ADVISORY SERVICES, INC.	LPL FINANCIAL LLC	Mar 6, 2025	Mar 6, 2025	0	Bulk transfer	Ibd to ibd
THE INVESTMENT CENTER, INC.	IC ADVISORY SERVICES, INC.	Oct 2, 2006	Jun 2, 2006	-122	Firm change after gap	Other
PGP FINANCIAL, INC.	THE INVESTMENT CENTER, INC.	Dec 31, 2005	Jan 4, 2006	4	Firm change	Other
MAIN STREET MANAGEMENT COMPANY	PGP FINANCIAL, INC.	May 17, 2004	May 25, 2004	8	Firm change	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Mar 6, 2025 to presentfactForm ADV
→ IC ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Jun 2, 2006 to Mar 6, 2025factForm ADV
→ THE INVESTMENT CENTER, INC.Registered adviserregistration: previous registration
Jan 4, 2006 to Oct 2, 2006factForm ADV
→ PGP FINANCIAL, INC.Registered adviserregistration: previous registration
May 25, 2004 to Dec 31, 2005factForm ADV
→ MAIN STREET MANAGEMENT COMPANYRegistered adviserregistration: previous registration
Jan 2, 2002 to May 17, 2004factForm ADV

Dated events

No dated event names this entity yet.