J••• K••

Advisor at A•••••• P••••••• P•••••••• I•••

LAKE FOREST, IL | DUBUQUE, IA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:36e36e24-2084-c487-f933-bd461eee55f3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Sep 8, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••• P••••••• P•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 17, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••• P••••••• P•••••••• I•••	Bd affiliated wealth	Dec 16, 2024	n/a	yes	LAKE FOREST, IL\|DUBUQUE, IA	Current employment
H•••••••• W••••• M•••••••••	Former SEC adviser	May 18, 2022	Jun 30, 2022	no	Chicago, IL\|FALLS CHURCH, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•••••••• W••••• M•••••••••	A•••••• P••••••• P•••••••• I•••	Jun 30, 2022	Dec 16, 2024	900	Firm change after gap	RIA to ibd
S•••••••• W••••• P•••••••	H•••••••• W••••• M•••••••••	Apr 11, 2022	May 18, 2022

Relationships

Registered with (6)

→ A•••••• P••••••• P•••••••• I•••Registered adviserregistration: current employment
Dec 16, 2024 to presentfactForm ADV
→ H•••••••• W••••• M•••••••••Registered adviserregistration: previous registration
May 18, 2022 to Jun 30, 2022factForm ADV
→ S•••••••• W••••• P•••••••Registered adviserregistration: previous registration
Jan 3, 2018 to Apr 11, 2022factForm ADV
→ I••• A•••••••• L••

Dated events

Occurred
Jun 30, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Apr 11, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:36e36e24-2084-c487-f933-bd461eee55f3
First observed: Sep 8, 2010
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.