DFX Intelligence

M•••• T••••••• W••••• M••••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

M•••• T••••••• W••••• M••••••••• I•••

CRD 311097

MARLTON, NJ

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Search this name across graphsid dfx:ria:36e699dd-f30b-cf08-559a-6ca7424b396f

Data as of Apr 21, 2025 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 7
On other graphs: 1
Observed: Oct 21, 2020 to Apr 21, 2025
19 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

M•••• T••••••• W••••• M••••••••• I•••

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $327M••• Locked
Discretionary RAUM: $327M
Private client RAUM: $291Mderived••• Locked
Private client share: 89%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
M••••• C••••••••• J•••••	MANAGING PARTNER	D	yes	10/2020	Oct 21, 2020	Jan 24, 2024
T•••••••• J•••• M•••••	MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER	D	yes	10/2020	Oct 21, 2020	Jan 24, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	3	-3	n/a	0	0	0	0	3

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$327M	$248M	31.4%	$360M	-3.2%	5	5	0	0

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
F••••••	3	Nov 17, 2025	Jan 15, 2026	MARLTON, NJ	Firm absorbed	RIA to RIA	100.0%

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
C••••••••• F•••••••• N••••••	3	Dec 31, 2020	Jan 20, 2021	MARLTON, NJ	Team lift out	Ibd to new firm	0.1%

Relationships

Moved with (2)

→ F••••••Registered adviser3 advisors, firm absorbed, same day
Nov 17, 2025 to Jan 15, 2026factForm ADV
← C••••••••• F•••••••• N••••••Registered adviser3 advisors, team lift out, same day
Dec 31, 2020 to Jan 20, 2021factForm ADV

Registered with (3)

← J••• M••••• T•••••••Advisorregistration: previous registration
Jan 14, 2021 to Nov 17, 2025factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Nov 17, 2025
Firm absorbed
M•••• T••••••• W••••• M••••••••• I•••'s advisors moved to Farther (Marlton, NJ): 3 of 3 registered, on the same day
Form ADVobserved 7 days ago
3 advisors
Occurred
Nov 17, 2025
Advisor changed firm
Nicholas Paul Pantle left M•••• T••••••• W••••• M••••••••• I••• for Farther (registered 2026-01-02)
Form ADVobserved 7 days ago
Occurred
Nov 17, 2025
Advisor changed firm
Christopher Joseph M•••• left M•••• T••••••• W••••• M••••••••• I••• for Farther (registered 2026-01-06)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:36e699dd-f30b-cf08-559a-6ca7424b396f
First observed: Oct 21, 2020
Last observed: Apr 21, 2025 17 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.