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C•••• A•• Y•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

C•••• A•• Y•••••

Advisor at E•• F•••••••• A•••••••

CROWN POINT, IN | CHICAGO, IL

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Search this name across graphsid dfx:ria:36eccfc7-6524-8742-5c2e-b9cb83d3162a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 7, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•• F•••••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 8, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
E•• F•••••••• A•••••••	Independent wealth	Mar 25, 2016	n/a	yes	CROWN POINT, IN\|CHICAGO, IL	Current employment
O••••••••• S••••••••• I•••	Bd affiliated wealth	Oct 10, 2003	Mar 18, 2016	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
O••••••••• S••••••••• I•••	E•• F•••••••• A•••••••	Mar 18, 2016	Mar 25, 2016	7	Firm change	Other
P•••• S••••••••• L••	O••••••••• S••••••••• I•••	Oct 3, 2003

Relationships

Registered with (3)

→ E•• F•••••••• A•••••••Registered adviserregistration: current employment
Mar 25, 2016 to presentfactForm ADV
→ O••••••••• S••••••••• I•••Registered adviserregistration: previous registration
Oct 10, 2003 to Mar 18, 2016factForm ADV
→ P•••• S••••••••• L••Registered adviserregistration: previous registration
Jun 7, 2002 to Oct 3, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:36eccfc7-6524-8742-5c2e-b9cb83d3162a
First observed: Jun 7, 2002
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.