DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

ZOUMANA NALA BERTE

Advisor at J.P. MORGAN SECURITIES LLC

Washington, DC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:36ed6287-d9a0-1823-ae5b-fa91a7928ff0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Oct 3, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 3, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S65|S66|S63
First exam: Oct 3, 2013
First registration: Oct 3, 2013
Dual registered: yes, broker-dealer
IAPD individual key: 5670143

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	May 11, 2023	n/a	yes	Washington, DC	Current employment
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jun 17, 2021	May 10, 2023	no	WASHINGTON, DC\|GREENWICH, CT	Previous registration
TRUIST ADVISORY SERVICES, INC.	Bd affiliated wealth	Mar 25, 2019	Mar 29, 2021	no	CHEVY CHASE, MD\|BETHESDA, MD	Previous registration
TRUIST ADVISORY SERVICES, INC.	Bd affiliated wealth	Sep 12, 2016	Mar 12, 2019	no	COLUMBIA, MD	Previous registration
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	Mar 31, 2016	Dec 31, 2016	no	COLUMBIA, MD\|COLUMBIA, MD	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Oct 3, 2013	Mar 23, 2016	no	REISTERSTOWN, MD\|RANDALLSTOWN, MD\|COLUMBIA, MD\|BALTIMORE, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CITIGROUP GLOBAL MARKETS INC.	J.P. MORGAN SECURITIES LLC	May 10, 2023	May 11, 2023	1	Firm change	Ibd to wirehouse
TRUIST ADVISORY SERVICES, INC.	CITIGROUP GLOBAL MARKETS INC.	Mar 29, 2021	Jun 17, 2021	80	Firm change	Ibd to ibd
SUNTRUST INVESTMENT SERVICES, INC.	TRUIST ADVISORY SERVICES, INC.	Dec 31, 2016	Sep 12, 2016	-110	Bulk transfer	Other
WELLS FARGO ADVISORS	SUNTRUST INVESTMENT SERVICES, INC.	Mar 23, 2016	Mar 31, 2016	8	Firm change	Other

Relationships

Registered with (5)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
May 11, 2023 to presentfactForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jun 17, 2021 to May 10, 2023factForm ADV
→ TRUIST ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Mar 25, 2019 to Mar 29, 2021factForm ADV
→ SUNTRUST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Mar 31, 2016 to Dec 31, 2016factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Oct 3, 2013 to Mar 23, 2016factForm ADV

Dated events

Occurred
May 10, 2023
Advisor changed firm
Zoumana Nala Berte left Citigroup Global Markets Inc. for J.P. Morgan Securities Llc (registered 2023-05-11)
Form ADVobserved 6 days ago