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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

Ian Kelly-Thomas

Advisor at J.P. MORGAN SECURITIES LLC

Del Mar, CA

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Search this name across graphsid dfx:ria:36f02e8c-e23e-1ccb-6b36-176f89a65f3b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Feb 12, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 9, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Feb 9, 2007
First registration: Feb 12, 2007
Dual registered: yes, broker-dealer
Other names: Ian Robert Thomas|IAN ROBERT KELLY-THOMAS
IAPD individual key: 5045540

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Apr 17, 2026	n/a	yes	Del Mar, CA	Current employment
IKT HOLDINGS, INC.	n/a	Dec 21, 2021	Apr 25, 2026	no	SAN DIEGO, CA	Previous registration
AFFINITY FINANCIAL ADVISORS	Former SEC adviser	Mar 13, 2019	Jan 14, 2020	no	San Diego, CA\|LAWRENCE, KS	Previous registration
FIRST ALLIED ADVISORY SERVICES, INC.	Former SEC adviser	Apr 9, 2015	Mar 5, 2019	no	SAN DIEGO, CA\|SAN DIEGO, CA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 12, 2007	Apr 22, 2015	no	SAN DIEGO, CA\|SAN DIEGO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
IKT HOLDINGS, INC.	J.P. MORGAN SECURITIES LLC	Apr 25, 2026	Apr 17, 2026	-8	Firm change	Other
AFFINITY FINANCIAL ADVISORS	IKT HOLDINGS, INC.	Jan 14, 2020	Dec 21, 2021	707	Firm change after gap	Other
FIRST ALLIED ADVISORY SERVICES, INC.	AFFINITY FINANCIAL ADVISORS	Mar 5, 2019	Mar 13, 2019	8	Firm change	Ibd to RIA
LPL FINANCIAL LLC	FIRST ALLIED ADVISORY SERVICES, INC.	Apr 22, 2015	Apr 9, 2015	-13	Firm change	Other

Relationships

Registered with (5)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
Apr 17, 2026 to presentfactForm ADV
→ IKT HOLDINGS, INC.Registered adviserregistration: previous registration
Dec 21, 2021 to Apr 25, 2026factForm ADV
→ AFFINITY FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Mar 13, 2019 to Jan 14, 2020factForm ADV
→ FIRST ALLIED ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Apr 9, 2015 to Mar 5, 2019factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Feb 12, 2007 to Apr 22, 2015factForm ADV

Dated events

Occurred
Apr 25, 2026
Advisor changed firm
Ian Kelly-Thomas left Ikt Holdings, Inc. for J.P. Morgan Securities Llc (registered 2026-04-17)
Form ADVobserved 3 days ago