DFX Intelligence

M•••••• E•••• J••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)11 years in industry

M•••••• E•••• J••••

Advisor at C•••••• C••••• G••••• I•••

Seattle, WA | LOS ANGELES, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 31, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• C••••• G••••• I•••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Jan 30, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• C••••• G••••• I•••	No RAUM reported	Dec 14, 2017	n/a	yes	LOS ANGELES, CA\|Seattle, WA	Current employment
C•••••• B••• A•• T•••• C••••••	Asset manager	Jan 19, 2016	Dec 11, 2017	no	Chicago, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• B••• A•• T•••• C••••••	C•••••• C••••• G••••• I•••	Dec 11, 2017	Dec 14, 2017	3	Channel change	Other
C•••••• G••••••• T•••• C••••••	C•••••• B••• A•• T•••• C••••••	Jan 19, 2016	Jan 19, 2016

Relationships

Registered with (3)

→ C•••••• C••••• G••••• I•••Registered adviserregistration: current employment
Dec 14, 2017 to presentfactForm ADV
→ C•••••• B••• A•• T•••• C••••••Registered adviserregistration: previous registration
Jan 19, 2016 to Dec 11, 2017factForm ADV
→ C•••••• G••••••• T•••• C••••••Registered adviserregistration: previous registration
Aug 31, 2015 to Jan 19, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 31, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.