DFX Intelligence

J••••• D••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor37 years in industry

J••••• D••• C••••••

Advisor at S••••• F••••••••

SPRINGFIELD, IL | Maple Grove, MN

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Search this name across graphsid dfx:ria:36f6d44d-7fd6-0998-aef9-f3a300e56430

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 13, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• F••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 19, 1988earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• F••••••••	Independent wealth	Oct 7, 2014	n/a	yes	SPRINGFIELD, IL\|Maple Grove, MN	Current employment
F•••••••• T••••••• I•••	Former SEC adviser	Jan 13, 2014	Sep 2, 2014	no	MAPLE GROVE, MN\|SAN RAFAEL, CA\|MAPLE GROVE, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••• T••••••• I•••	S••••• F••••••••	Sep 2, 2014	Oct 7, 2014	35	Firm change	Other

Relationships

Registered with (2)

→ S••••• F••••••••Registered adviserregistration: current employment
Oct 7, 2014 to presentfactForm ADV
→ F•••••••• T••••••• I•••Registered adviserregistration: previous registration
Jan 13, 2014 to Sep 2, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:36f6d44d-7fd6-0998-aef9-f3a300e56430
First observed: Jan 13, 2014
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.