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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

LAURIE ANN OVESEN

Advisor at STRATEGIC ADVISERS LLC

SEATTLE, WA | SEQUIM, WA

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Search this name across graphsid dfx:ria:36fe0f17-0251-6e7e-2608-e851eaa9a56d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 13, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 8, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Jul 8, 2002
First registration: Feb 13, 2003
Dual registered: yes, broker-dealer
Other names: Laurie Ann Ovesen|Laurie Ovesen
IAPD individual key: 4508117

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	n/a	yes	SEATTLE, WA\|SEQUIM, WA	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Nov 21, 2018	Mar 31, 2025	no	SEATTLE, WA	Previous registration
MORGAN STANLEY	Wirehouse	Feb 16, 2017	Oct 22, 2018	no	Seattle, WA	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Dec 8, 2015	Feb 9, 2017	no	LYNNWOOD, WA	Previous registration
MORGAN STANLEY DW INC.	n/a	Feb 13, 2003	Feb 20, 2003	no	SACRAMENTO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
MORGAN STANLEY	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Oct 22, 2018	Nov 21, 2018	30	Firm change	Wirehouse to ibd
CETERA INVESTMENT ADVISERS LLC	MORGAN STANLEY	Feb 9, 2017	Feb 16, 2017	7	Firm change	Other
MORGAN STANLEY DW INC.	CETERA INVESTMENT ADVISERS LLC	Feb 20, 2003	Dec 8, 2015	4,674	Firm change after gap	Other

Relationships

Registered with (5)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: current employment
Mar 31, 2025 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Nov 21, 2018 to Mar 31, 2025factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Feb 16, 2017 to Oct 22, 2018factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Dec 8, 2015 to Feb 9, 2017factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Feb 13, 2003 to Feb 20, 2003factForm ADV

Dated events

No dated event names this entity yet.